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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LIGHTHOUSE WEALTH STRATEGIES, LLC

CRD 299334

GIG HARBOR, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8d3b2a62-c5f0-2926-97b1-7bf62f313776

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 5
On other graphs: 0
Observed: Nov 2, 2018 to Mar 12, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $844MItem 5.F on the latest filing (2026-03-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $844M
Private client RAUM: $844MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor: $70.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 13
Advisory employees: 13
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,056
Individual clients: 646
High net worth clients: 220
SEC number: 801-114372
CRD: 299334
Filings on the tape: 29
First filed: Nov 2, 2018
Latest filed: Mar 12, 2026
Organised: Limited Liability Company, WA
Website: lighthousegigharbor.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RONALD JAMES BARTON	n/a	GIG HARBOR, WA	7	34	5	no
KARSTEN JON CAVIEZEL	n/a	GIG HARBOR, WA	4	26	4	no
KELLY ROY CAVIEZEL	n/a	GIG HARBOR, WA	4	27	4	no
MEGAN ANNE HAYES	n/a	GIG HARBOR, WA	4	22	2	no
Gabrial Scott Mathews	n/a	GIG HARBOR, WA \| Livingston, MT	2	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARTON, RONALD, JAMES	Member	B	yes	01/2020	Mar 25, 2020	Oct 8, 2024
BONNEY, GEORGE, WILLIAM	Member	B	yes	08/2016	Nov 2, 2018	Oct 8, 2024
BUSKIRK, BRADY, BRIAN	Member	B	yes	08/2016	Nov 2, 2018	Oct 8, 2024
BUSKIRK, BRIAN, WAYNE	Member	B	yes	08/2016	Nov 2, 2018	Oct 8, 2024
NORDI, KIMBERLY, MARIE	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	C	yes	08/2016	Nov 2, 2018	Oct 8, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 8 of 9

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 12, 2026	$844M	$844M	13	13	n/a	n/a
2024	Apr 22, 2025	$714M	$714M	11	11	n/a	n/a
2023	Mar 27, 2024	$637M	$637M	11	11	n/a	n/a
2022	Mar 8, 2023	$455M	$455M	8	8	n/a	n/a
2021	Mar 29, 2022	$320M	$320M	8	8	n/a	n/a
2020	Mar 22, 2021	$246M	$246M	8	8	n/a	n/a
2019	Mar 25, 2020	$184M	$184M	8	8	n/a	n/a
2018	Mar 29, 2019	$128M	$128M	8	8	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$844M	$714M	18.3%	$455M	22.8%	13	11	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WELLS FARGO ADVISORS	3	Sep 21, 2022	Sep 14, 2022	SUMNER, WA	Team lift out	Wirehouse to RIA	0.2%
LIGHTHOUSE WEALTH STRATEGIES	2	Oct 17, 2016	Feb 21, 2019	GIG HARBOR, WA	Channel change	Other	50.0%

Relationships

Affiliated with (1)

← SOWELL MANAGEMENTRegistered adviserother investment adviser
factForm ADV

Registered with (12)

← Bergen R PalmerAdvisorregistration: current employment
Feb 4, 2026 to presentfactForm ADV
← Gabrial Scott MathewsAdvisorregistration: current employment
Dec 18, 2023 to presentfactForm ADV
← BRIAN RITCHIE RANDALLAdvisorregistration: current employment
Dec 7, 2023 to presentfactForm ADV
← KARSTEN JON CAVIEZELAdvisorregistration: current employment
Sep 14, 2022 to presentfactForm ADV
← KELLY ROY CAVIEZELAdvisorregistration: current employment
Sep 14, 2022 to presentfactForm ADV
← MEGAN ANNE HAYESAdvisorregistration: current employment
Sep 14, 2022 to presentfactForm ADV
← Zachary PaulAdvisorregistration: current employment
Aug 15, 2022 to presentfactForm ADV
← BRIAN WAYNE BUSKIRKAdvisorregistration: current employment
Feb 21, 2019 to presentfactForm ADV
← KIMBERLY MARIE NORDIAdvisorregistration: current employment
Feb 21, 2019 to presentfactForm ADV
← RONALD JAMES BARTONAdvisorregistration: current employment
Feb 21, 2019 to presentfactForm ADV
← MARTY EDWARD PAULAdvisorregistration: current employment
Feb 21, 2019 to presentfactForm ADV
← BRADY BRIAN BUSKIRKAdvisorregistration: current employment
Feb 21, 2019 to presentfactForm ADV

Controls (5)

← BUSKIRK, BRIAN, WAYNEOwnerMEMBER, ownership code B, individual
Nov 2, 2018 to Oct 8, 2024factForm ADV
← BONNEY, GEORGE, WILLIAMOwnerMEMBER, ownership code B, individual
Nov 2, 2018 to Oct 8, 2024factForm ADV
← NORDI, KIMBERLY, MARIEOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code C, individual
Nov 2, 2018 to Oct 8, 2024factForm ADV
← BARTON, RONALD, JAMESOwnerMEMBER, ownership code B, individual
Mar 25, 2020 to Oct 8, 2024factForm ADV
← BUSKIRK, BRADY, BRIANOwnerMEMBER, ownership code B, individual
Nov 2, 2018 to Oct 8, 2024factForm ADV

Moved with (2)

← WELLS FARGO ADVISORSRegistered adviser3 advisors, team lift out, same day
Sep 21, 2022 to Sep 14, 2022factForm ADV
← LIGHTHOUSE WEALTH STRATEGIESRegistered adviser2 advisors, team lift out, same day
Oct 17, 2016 to Feb 21, 2019factForm ADV

Dated events

Occurred
Mar 27, 2024
Regulatory AUM changed
Lighthouse Wealth Strategies, Llc reported RAUM $636.6M, up 40% from $455.4M (2024-03-12 to 2024-03-27)
Form ADVobserved 6 days ago
$181M
Occurred
Mar 8, 2023
Regulatory AUM changed
Lighthouse Wealth Strategies, Llc reported RAUM $455.4M, up 42% from $320.3M (2022-10-03 to 2023-03-08)
Form ADVobserved 6 days ago
$135M
Occurred
Sep 21, 2022
Team lift-out
3 advisors left Wells Fargo Advisors (Sumner, WA) for Lighthouse Wealth Strategies, LLC on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Mar 25, 2020
Control person joined
James Ronald Barton (Member) appeared on Schedule A of Lighthouse Wealth Strategies, Llc
Form ADVobserved 6 days ago
Occurred
Nov 2, 2018
First Form ADV filing
Lighthouse Wealth Strategies, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d3b2a62-c5f0-2926-97b1-7bf62f313776
First observed: Nov 2, 2018
Last observed: Mar 12, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LIGHTHOUSE WEALTH STRATEGIES, LLC

CRD 299334

GIG HARBOR, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8d3b2a62-c5f0-2926-97b1-7bf62f313776

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:16 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RONALD JAMES BARTON

n/a

GIG HARBOR, WA

KARSTEN JON CAVIEZEL

n/a

GIG HARBOR, WA

KELLY ROY CAVIEZEL

n/a

GIG HARBOR, WA

MEGAN ANNE HAYES

n/a

GIG HARBOR, WA

Gabrial Scott Mathews

n/a

GIG HARBOR, WA | Livingston, MT

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARTON, RONALD, JAMES

Member

yes

01/2020

Mar 25, 2020

Oct 8, 2024

BONNEY, GEORGE, WILLIAM

Member

yes

08/2016

Nov 2, 2018

Oct 8, 2024

BUSKIRK, BRADY, BRIAN

Member

yes

08/2016

Nov 2, 2018

Oct 8, 2024

BUSKIRK, BRIAN, WAYNE

Member

yes

08/2016

Nov 2, 2018

Oct 8, 2024

NORDI, KIMBERLY, MARIE

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

08/2016

Nov 2, 2018

Oct 8, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 12, 2026

$844M

n/a

2024

Apr 22, 2025

$714M

n/a

2023

Mar 27, 2024

$637M

n/a

2022

Mar 8, 2023

$455M

n/a

2021

Mar 29, 2022

$320M

n/a

2020

Mar 22, 2021

$246M

n/a

2019

Mar 25, 2020

$184M

n/a

2018

Mar 29, 2019

$128M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$844M

$714M

18.3%

$455M

22.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WELLS FARGO ADVISORS

Sep 21, 2022

Sep 14, 2022

SUMNER, WA

Team lift out

Wirehouse to RIA

0.2%

LIGHTHOUSE WEALTH STRATEGIES

Oct 17, 2016

Feb 21, 2019

GIG HARBOR, WA

Channel change

Other

50.0%