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D•••• B• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

D•••• B• S•••••

Advisor at M••• C••••••

CINCINNATI, OH | ANNAPOLIS, MD

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Search this name across graphsid dfx:ria:20dd24aa-7406-2d6a-ff38-ce4363410f6a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 4, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••• C••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 16, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••• C••••••	Independent wealth	Apr 22, 2025	n/a	yes	ANNAPOLIS, MD\|CINCINNATI, OH	Current employment
O•• G••••• L••	Former SEC adviser	Apr 1, 2014	Mar 15, 2021	no	CINCINNATI, OH

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•• G••••• L••	M••• C••••••	Mar 15, 2021	Apr 22, 2025	1,499	Firm change after gap	RIA to RIA
N••••••••• M••••• I••••••••• S•••••••••	O•• G••••• L••	Apr 2, 2014

Relationships

Registered with (3)

→ M••• C••••••Registered adviserregistration: current employment
Apr 22, 2025 to presentfactForm ADV
→ O•• G••••• L••Registered adviserregistration: previous registration
Apr 1, 2014 to Mar 15, 2021factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jun 4, 2007 to Apr 2, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20dd24aa-7406-2d6a-ff38-ce4363410f6a
First observed: Jun 4, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.