RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••• C•••••• independent RIA currentsince Apr 22, 2025 · Annapolis, Md
- O•• G••••• L•• formerApr 1, 2014 to Mar 15, 2021 · Cincinnati, Oh
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJun 4, 2007 to Apr 2, 2014 · Cincinnati, Oh
- O•• G••••• L•• to M••• C••••••left Mar 15, 2021, registered Apr 22, 2025 (1499 days) · RIA to RIA
- N••••••••• M••••• I••••••••• S••••••••• to O•• G••••• L••left Apr 2, 2014, registered Apr 1, 2014 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address