DFX Intelligence

R•••••• C•••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor10 years in industry

R•••••• C•••••• K•••

Advisor at R•• A•••••••• L••

Austin, TX | VESTAVIA HILLS, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:20e82877-69a6-6b49-01e7-ec590b31841a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Mar 2, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• A•••••••• L••	Independent wealth	Feb 19, 2025	n/a	yes	Austin, TX\|VESTAVIA HILLS, AL	Current employment
W••••• M••••••••• G••••	State registered	Jan 30, 2024	Apr 8, 2025	no	TIPP CITY, OH\|Austin, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• M••••••••• G••••	R•• A•••••••• L••	Apr 8, 2025	Feb 19, 2025	-48	Firm change after gap	Other
A• W••••• M••••••••• L••	W••••• M••••••••• G••••	Jan 10, 2024	Jan 30, 2024

Relationships

Registered with (6)

→ R•• A•••••••• L••Registered adviserregistration: current employment
Feb 19, 2025 to presentfactForm ADV
→ W••••• M••••••••• G••••Registered adviserregistration: previous registration
Jan 30, 2024 to Apr 8, 2025factForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 19, 2023 to Jan 10, 2024factForm ADV
→ B•••• B••••• C•••••• A•••••••• L••

Dated events

Occurred
Apr 8, 2025
Advisor changed firm
R•••••• C•••••• K••• left W••••• M••••••••• G•••• for R•• A•••••••• L•• (registered 2025-02-19)
Form ADVobserved 7 days ago
Occurred
Jan 10, 2024
Advisor changed firm
R•••••• C•••••• K••• left A• W••••• M••••••••• L•• for W••••• M••••••••• G•••• (registered 2024-01-30)
Form ADVobserved 7 days ago
Occurred
Jul 8, 2022
Advisor changed firm
R•••••• C•••••• K••• left B•••• B••••• C•••••• A•••••••• L•• for A• W••••• M••••••••• L•• (registered 2023-10-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20e82877-69a6-6b49-01e7-ec590b31841a
First observed: Mar 2, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.