DFX Intelligence

C•••• J•• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

C•••• J•• O••••••

Advisor at A••••• W••••• M•••••••••

ROCHESTER, MI

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Search this name across graphsid dfx:ria:20ec49e1-2756-b844-8186-89ff40cd78eb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 23, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• W••••• M•••••••••	State registered	Oct 25, 2021	n/a	yes	ROCHESTER, MI	Current employment
W•••••••••	Former SEC adviser	Mar 7, 2022	Mar 28, 2022	no	ANAHEIM, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••••	n/a	Mar 28, 2022	n/a	n/a	Departure no registered destination	Departure
W•••••• • R•••	A••••• W••••• M•••••••••	May 3, 2018	Oct 25, 2021	1,271

Relationships

Registered with (4)

→ A••••• W••••• M•••••••••Registered adviserregistration: current employment
Oct 25, 2021 to presentfactForm ADV
→ W•••••••••Registered adviserregistration: previous registration
Mar 7, 2022 to Mar 28, 2022factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Jan 5, 2017 to May 3, 2018factForm ADV
→ C••••• A••••••• L••

Dated events

Occurred
Mar 28, 2022
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20ec49e1-2756-b844-8186-89ff40cd78eb
First observed: Mar 23, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.