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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

JOHN WILLIAM MURPHY

Advisor at OSAIC WEALTH, INC.

Pearl River, NY

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Search this name across graphsid dfx:ria:20f06db5-e653-42a0-4e10-6529e08cdf1b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 27, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 27, 2004
First registration: Nov 8, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 1374449

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 11, 2024	n/a	yes	Pearl River, NY	Current employment
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Sep 17, 2020	Oct 11, 2024	no	HOLBROOK, NY	Previous registration
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Sep 17, 2015	Jun 5, 2020	no	YONKERS, NY\|MOUNT VERNON, NY\|NEW ROCHELLE, NY	Previous registration
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Mar 18, 2013	Dec 31, 2014	no	PEARL RIVER, NJ\|MORRISTOWN, NJ	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jan 4, 2013	no	MOUNT VERNON, NY\|BRONXVILLE, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Nov 8, 2006	Oct 1, 2012	no	BRONXVILLE, NY\|MOUNT VERNON, NY\|YONKERS, NY\|LARCHMONT, NY\|LARCHMONT, NY\|LARCHMONT, NY\|TUCKAHOE, NY\|LARCHMONT, NY\|LARCHMONT, NY\|YONKERS, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERICAN PORTFOLIOS ADVISORS, INC	OSAIC WEALTH, INC.	Oct 11, 2024	Oct 11, 2024	0	Bulk transfer	Ibd to ibd
HSBC SECURITIES (USA) INC.	AMERICAN PORTFOLIOS ADVISORS, INC	Jun 5, 2020	Sep 17, 2020	104	Firm change	Ibd to RIA
PRIVATE ADVISOR GROUP, LLC	HSBC SECURITIES (USA) INC.	Dec 31, 2014	Sep 17, 2015	260	Firm change	Other
J.P. MORGAN SECURITIES LLC	PRIVATE ADVISOR GROUP, LLC	Jan 4, 2013	Mar 18, 2013	73	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Oct 11, 2024 to presentfactForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Sep 17, 2020 to Oct 11, 2024factForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Sep 17, 2015 to Jun 5, 2020factForm ADV
→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
Mar 18, 2013 to Dec 31, 2014factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jan 4, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 8, 2006 to Oct 1, 2012factForm ADV

Dated events

No dated event names this entity yet.