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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

NORTHEASTERN STAR ASSET MANAGEMENT, INC.

CRD 171891

WORMLEYSBURG, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:20f44ac5-b129-aec0-4f32-065d084943a9

Data as of Mar 18, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 6
On other graphs: 0
Observed: Aug 14, 2014 to Mar 18, 2025
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $236MItem 5.F on the latest filing (2025-03-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $236M
Private client RAUM: $203MderivedItem 5.D individuals plus high net worth individuals
Private client share: 86%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 834
Individual clients: 280
High net worth clients: 80
Custody, client assets: $46.6M
SEC number: 801-80227
CRD: 171891
Filings on the tape: 28
First filed: Aug 14, 2014
Latest filed: Mar 18, 2025
Organised: Corporation, PA
Website: northeasternstarassetmanagement.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DUBENDORF, PAUL, SETH	PRESIDENT / MANAGING MEMBER	D	yes	08/2014	Aug 14, 2014	Mar 13, 2024
FERRONE, KENNETH, RICHARD	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER	D	yes	08/2014	Aug 14, 2014	Mar 13, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B & D TAX SERVICES, INC, D/B/A DUBE'S TAX & PAYROLL SERVICES	n/a	n/a	n/a	N	yes	n/a
STAR-FOCUSED INSURANCE SERVICES, INC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 18, 2025	$236M	$236M	3	3	0	n/a	n/a
2023	Mar 13, 2024	$208M	$208M	3	3	0	n/a	n/a
2022	Mar 9, 2023	$185M	$185M	3	3	0	n/a	n/a
2021	Mar 22, 2022	$207M	$207M	3	3	0	n/a	n/a
2020	Mar 17, 2021	$178M	$178M	3	3	0	n/a	n/a
2019	Mar 24, 2020	$156M	$156M	3	3	0	n/a	n/a
2018	Mar 28, 2019	$154M	$154M	3	3	0	n/a	n/a
2017	Jan 30, 2018	$164M	$164M	5	5	0	n/a	n/a
2016	Mar 29, 2017	$160M	$160M	5	4	n/a	n/a	n/a
2015	Feb 15, 2016	$176M	$176M	3	3	n/a	n/a	n/a
2014	Mar 17, 2015	$199M	$199M	2	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	3	-3	n/a	0	0	0	0	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$236M	$208M	13.7%	$207M	4.5%	3	3	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
THRIVENT ADVISOR NETWORK, LLC	3	Nov 14, 2025	Oct 1, 2025	WORMLEYSBURG, PA	Firm absorbed	RIA to ibd	100.0%

Relationships

Registered with (3)

← KENNETH RICHARD FERRONEAdvisorregistration: previous registration
Aug 20, 2014 to Nov 14, 2025factForm ADV
← Lillian Mae CrusanAdvisorregistration: previous registration
Apr 20, 2016 to Nov 14, 2025factForm ADV
← Paul Seth DubendorfAdvisorregistration: previous registration
Aug 20, 2014 to Nov 14, 2025factForm ADV

Moved with (1)

→ THRIVENT ADVISOR NETWORK, LLCRegistered adviser3 advisors, firm absorbed, same day
Nov 14, 2025 to Oct 1, 2025factForm ADV

Controls (2)

← FERRONE, KENNETH, RICHARDOwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER, ownership code D, individual
Aug 14, 2014 to Mar 13, 2024factForm ADV
← DUBENDORF, PAUL, SETHOwnerPRESIDENT / MANAGING MEMBER, ownership code D, individual
Aug 14, 2014 to Mar 13, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Nov 14, 2025
Firm absorbed
Northeastern Star Asset Management, Inc.'s advisors moved to Thrivent Advisor Network, LLC (Wormleysburg, PA): 3 of 3 registered, on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Nov 14, 2025
Advisor changed firm
Kenneth Richard Ferrone left Northeastern Star Asset Management, Inc. for Thrivent Advisor Network, Llc (registered 2025-10-01)
Form ADVobserved 6 days ago
Occurred
Nov 14, 2025
Advisor changed firm
Lillian Mae Crusan left Northeastern Star Asset Management, Inc. for Thrivent Advisor Network, Llc (registered 2025-10-01)
Form ADVobserved 6 days ago
Occurred
Nov 14, 2025
Advisor changed firm
Paul Seth Dubendorf left Northeastern Star Asset Management, Inc. for Thrivent Advisor Network, Llc (registered 2025-10-01)
Form ADVobserved 6 days ago
Occurred
Aug 14, 2014
First Form ADV filing
Northeastern Star Asset Management, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Dec 20, 2025
Northeastern Star Asset Management, Inc. no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $236.2M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:20f44ac5-b129-aec0-4f32-065d084943a9
First observed: Aug 14, 2014
Last observed: Mar 18, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORTHEASTERN STAR ASSET MANAGEMENT, INC.

CRD 171891

WORMLEYSBURG, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:20f44ac5-b129-aec0-4f32-065d084943a9

Data as of Mar 18, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:55 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DUBENDORF, PAUL, SETH

PRESIDENT / MANAGING MEMBER

yes

08/2014

Aug 14, 2014

Mar 13, 2024

FERRONE, KENNETH, RICHARD

MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF INVESTMENT OFFICER

yes

08/2014

Aug 14, 2014

Mar 13, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

B & D TAX SERVICES, INC, D/B/A DUBE'S TAX & PAYROLL SERVICES

n/a

yes

n/a

STAR-FOCUSED INSURANCE SERVICES, INC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 18, 2025

$236M

n/a

2023

Mar 13, 2024

$208M

n/a

2022

Mar 9, 2023

$185M

n/a

2021

Mar 22, 2022

$207M

n/a

2020

Mar 17, 2021

$178M

n/a

2019

Mar 24, 2020

$156M

n/a

2018

Mar 28, 2019

$154M

n/a

2017

Jan 30, 2018

$164M

n/a

2016

Mar 29, 2017

$160M

n/a

2015

Feb 15, 2016

$176M

n/a

2014

Mar 17, 2015

$199M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$236M

$208M

13.7%

$207M

4.5%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

THRIVENT ADVISOR NETWORK, LLC

Nov 14, 2025

Oct 1, 2025

WORMLEYSBURG, PA

Firm absorbed

RIA to ibd

100.0%