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RIA / WealthAdvisorChartered Financial Analyst33 years in industry

KENNETH RICHARD FERRONE

Advisor at THRIVENT ADVISOR NETWORK, LLC

CAMP HILL, PA | MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9fa06dd5-fdd9-4bcb-4292-896f6fdcb949

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THRIVENT ADVISOR NETWORK, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 29, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S65|S63
First exam: Jul 29, 1993
First registration: May 8, 2002
Dual registered: no
Other names: KEN FERRONE|KENNETH R FERRONE
IAPD individual key: 2367840

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THRIVENT ADVISOR NETWORK, LLC	Bd affiliated wealth	Oct 1, 2025	n/a	yes	MINNEAPOLIS, MN\|CAMP HILL, PA	Current employment
NORTHEASTERN STAR ASSET MANAGEMENT, INC.	Former SEC adviser	Aug 20, 2014	Nov 14, 2025	no	WORMLEYSBURG, PA	Previous registration
PENN INVESTMENT ADVISORS, INC.	Former SEC adviser	Dec 3, 2009	Oct 2, 2014	no	BALA CYNWYD, PA	Previous registration
AMP ASSET MANAGEMENT, INC.	n/a	May 8, 2002	Dec 8, 2009	no	DANVILLE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHEASTERN STAR ASSET MANAGEMENT, INC.	THRIVENT ADVISOR NETWORK, LLC	Nov 14, 2025	Oct 1, 2025	-44	Firm change after gap	RIA to ibd
PENN INVESTMENT ADVISORS, INC.	NORTHEASTERN STAR ASSET MANAGEMENT, INC.	Oct 2, 2014	Aug 20, 2014	-43	Firm change after gap	Other
AMP ASSET MANAGEMENT, INC.	PENN INVESTMENT ADVISORS, INC.	Dec 8, 2009	Dec 3, 2009	-5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
171891:304569:PA:2025-11-14	Nov 14, 2025	Oct 1, 2025	WORMLEYSBURG, PA	Firm change after gap

Relationships

Registered with (4)

→ THRIVENT ADVISOR NETWORK, LLCRegistered adviserregistration: current employment
Oct 1, 2025 to presentfactForm ADV
→ NORTHEASTERN STAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Aug 20, 2014 to Nov 14, 2025factForm ADV
→ PENN INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Dec 3, 2009 to Oct 2, 2014factForm ADV
→ AMP ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
May 8, 2002 to Dec 8, 2009factForm ADV

Dated events

Occurred
Nov 14, 2025
Advisor changed firm
Kenneth Richard Ferrone left Northeastern Star Asset Management, Inc. for Thrivent Advisor Network, Llc (registered 2025-10-01)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9fa06dd5-fdd9-4bcb-4292-896f6fdcb949
First observed: May 8, 2002
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KENNETH RICHARD FERRONE

Advisor at THRIVENT ADVISOR NETWORK, LLC

CAMP HILL, PA | MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9fa06dd5-fdd9-4bcb-4292-896f6fdcb949

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:48 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

THRIVENT ADVISOR NETWORK, LLC

Bd affiliated wealth

Oct 1, 2025

n/a

yes

MINNEAPOLIS, MN|CAMP HILL, PA

Current employment

NORTHEASTERN STAR ASSET MANAGEMENT, INC.

Former SEC adviser

Aug 20, 2014

Nov 14, 2025

WORMLEYSBURG, PA

Previous registration

PENN INVESTMENT ADVISORS, INC.

Former SEC adviser

Dec 3, 2009

Oct 2, 2014

BALA CYNWYD, PA

Previous registration

AMP ASSET MANAGEMENT, INC.

n/a

May 8, 2002

Dec 8, 2009

DANVILLE, PA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

NORTHEASTERN STAR ASSET MANAGEMENT, INC.

THRIVENT ADVISOR NETWORK, LLC

Nov 14, 2025

Oct 1, 2025

-44

Firm change after gap

RIA to ibd

PENN INVESTMENT ADVISORS, INC.

NORTHEASTERN STAR ASSET MANAGEMENT, INC.

Oct 2, 2014

Aug 20, 2014

-43

Firm change after gap

Other

AMP ASSET MANAGEMENT, INC.

PENN INVESTMENT ADVISORS, INC.

Dec 8, 2009

Dec 3, 2009

-5

Firm change

Other

Team

Left

Joined

From

Kind

171891:304569:PA:2025-11-14

Nov 14, 2025

Oct 1, 2025

WORMLEYSBURG, PA

Firm change after gap