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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Jason Lee Ray Betts

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

Pasadena, CA

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Search this name across graphsid dfx:ria:20f5c520-a2eb-f1ff-820d-bba69c936dcd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 16, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 23, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Apr 23, 2004
First registration: Aug 16, 2004
Dual registered: yes, broker-dealer
Other names: JASON LEERAY BETTS
IAPD individual key: 4783673

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jun 3, 2019	n/a	yes	Pasadena, CA	Current employment
CANTELLA & CO., INC.	Former SEC adviser	Jun 27, 2018	Jun 17, 2019	no	PASADENA, CA\|Pasadena, CA\|Malden, MA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Jul 27, 2018	no	PASADENA, CA\|PASADENA, CA\|PASADENA, CA\|PASADENA, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jul 14, 2006	Oct 23, 2009	no	PASADENA, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Aug 16, 2004	Jul 7, 2006	no	GLENDORA, CA\|GLENDORA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CANTELLA & CO., INC.	RAYMOND JAMES & ASSOCIATES, INC.	Jun 17, 2019	Jun 3, 2019	-14	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CANTELLA & CO., INC.	Jul 27, 2018	Jun 27, 2018	-30	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
WELLS FARGO INVESTMENTS, LLC	BANC OF AMERICA INVESTMENT SERVICES, INC.	Jul 7, 2006	Jul 14, 2006	7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:13905:CA:2018-07-26	Jul 27, 2018	Jun 27, 2018	PASADENA, CA	Firm change

Relationships

Registered with (5)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Jun 3, 2019 to presentfactForm ADV
→ CANTELLA & CO., INC.Registered adviserregistration: previous registration
Jun 27, 2018 to Jun 17, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Jul 27, 2018factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jul 14, 2006 to Oct 23, 2009factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Aug 16, 2004 to Jul 7, 2006factForm ADV

Dated events

No dated event names this entity yet.