This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SGL FINANCIAL, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 11, 1980earliest registration or exam on IAPD

Years in industry

46derivedfrom the industry start date

Years at current firm

13derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Designations

Chartered Financial Consultant

Exams

S63|S65

First exam

Jun 11, 1980

First registration

Mar 6, 2003

Dual registered

no

Other names

ROGER J COWEN

IAPD individual key

705542

Graph

RIA / Wealth Management

Canonical id

dfx:ria:20f87bc9-4ecd-dcf2-7b7a-d5a0abbdc897

First observed

Mar 6, 2003

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.