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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
TAMPA, FL | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Jan 1, 2025 | n/a | yes | PLYMOUTH, MN|TAMPA, FL | Current employment |
| PLANNING SOLUTIONS GROUP, LLC | Former SEC adviser | Nov 20, 2017 | Sep 10, 2019 | no | Tampa, FL|FULTON, MD | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Jul 29, 2008 | Jan 15, 2016 | no | NAPLES, FL|TAMPA, FL|TAMPA, FL | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Jul 29, 2008 | Jan 15, 2016 | no | Naples, FL|TAMPA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PLANNING SOLUTIONS GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Sep 10, 2019 | Jan 1, 2025 | 1,940 | Firm change after gap | RIA to ibd |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Jan 15, 2016 | Jul 29, 2008 | -2,726 | Channel change | Other |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Jan 15, 2016 | Jul 29, 2008 | -2,726 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 154118:116407:MD:2019-09-10 | Sep 10, 2019 | Jan 1, 2025 | FULTON, MD | Firm change after gap |