L•••• V•••••

Advisor at E••••• J••••

BISMARCK, ND

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:21101e4f-50b8-2f4b-4e03-b77e275930d5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 7, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Apr 24, 2024	n/a	yes	BISMARCK, ND	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Oct 11, 2021	May 23, 2022	no	BISMARCK, ND\|MINNEAPOLIS, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	E••••• J••••	May 23, 2022	Apr 24, 2024	702	Firm change after gap	Ibd to ibd
F••••••• A•••• M••••••••• L••	T••••••• I••••••••• M••••••••• I•••	Aug 27, 2021	Oct 11, 2021

Relationships

Registered with (3)

→ E••••• J••••Registered adviserregistration: current employment
Apr 24, 2024 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 11, 2021 to May 23, 2022factForm ADV
→ F••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 7, 2018 to Aug 27, 2021factForm ADV

Dated events

Occurred
May 23, 2022
Advisor changed firm
L•••• V••••• left T••••••• I••••••••• M••••••••• I••• for E••••• J•••• (registered 2024-04-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21101e4f-50b8-2f4b-4e03-b77e275930d5
First observed: Aug 7, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.