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F••••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

F••••••• A•••• M••••••••• L••

CRD 109910

SHERIDAN, WY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f111720c-7c74-5b61-3e11-5faf55c116c2

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 14
On other graphs: 0
Observed: Mar 22, 2012 to Aug 27, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.21 fund_share=0.76 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $5.5BItem 5.F on the latest filing (2026-08-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 21%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• E• M•••••	Chartered Financial Analyst	SHERIDAN, WY	8	25	n/a	no
E••• M•••• F••••	Certified Financial Planner	SHERIDAN, WY	8	24

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• D•••••• J•••••	DIRECTOR OF SALES	Na	yes	12/2019	Aug 27, 2026	Aug 27, 2026
F••••••• J••••• A•••••	DIRECTOR OF MARKETING	Na	yes	01/2023	Aug 27, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Glendale	Co	United States	4	no
Atlanta	Ga	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	3	-1	33.3%	1	0	0	3	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.5B	$5.3B	2.7%	$5.9B	-2.6%	42	47	1	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
E•••••• W••••• M•••••••••	2	Nov 19, 2025	Aug 6, 2025	SHERIDAN, WY	Team lift out	RIA to new firm	18.2%

Relationships

Registered with (14)

← W••••• W••• B••••••Advisorregistration: current employment
Nov 12, 2025 to presentfactForm ADV
← F•••• L•••• P•••Advisorregistration: current employment
Mar 28, 2023 to presentfactForm ADV
← C••••••• W•••••• S••••••Advisorregistration: current employment
Feb 4, 2020 to presentfactForm ADV
← J•••••• L•••• G•••••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Nov 19, 2025
Team lift-out
2 advisors left F••••••• A•••• M••••••••• L•• (Sheridan, WY) for E•••••• W••••• M••••••••• on the same day
Form ADVobserved 7 days ago
2 advisors
Occurred
Nov 19, 2025
Advisor changed firm
Jonathan Forbes Fecko left F••••••• A•••• M••••••••• L•• for E•••••• W••••• M••••••••• (registered 2025-08-06)
Form ADVobserved 7 days ago
Occurred
Nov 19, 2025
Advisor changed firm
Robert Michael Johnson left F••••••• A•••• M••••••••• L•• for E•••••• W••••• M••••••••• (registered 2025-08-06)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f111720c-7c74-5b61-3e11-5faf55c116c2
First observed: Mar 22, 2012
Last observed: Aug 27, 2026 26 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 23, 2026	$5.5B	$1.4B	42	16	2	n/a	n/a
2024	Feb 21, 2025	$5.3B	$1.4B	47	16	2	n/a	n/a
2023	Mar 19, 2024	$5.7B	$1.3B	54	17	2	n/a	n/a
2022	Mar 30, 2023	$5.9B	$1.4B	50	15	2	n/a	n/a
2021	Mar 29, 2022	$7.2B	$1.8B	46	14	2	n/a	n/a
2020	Mar 29, 2021	$6.3B	$1.6B	43	12	2	n/a	n/a
2019	Mar 24, 2020	$5.0B	$1.5B	41	14	2	n/a	n/a
2018	Feb 26, 2019	$3.4B	$1.2B	34	13	2	n/a	n/a
2017	Mar 27, 2018	$3.2B	$1.2B	27	11	2	n/a	n/a
2016	Mar 22, 2017	$2.3B	$956M	22	9	n/a	n/a	n/a
2015	Mar 23, 2016	$2.0B	$944M	20	8	n/a	n/a	n/a
2014	Feb 27, 2015	$1.7B	$914M	20	9	n/a	n/a	n/a
2013	Feb 26, 2014	$1.3B	$832M	18	8	n/a	n/a	n/a
2012	Feb 22, 2013	$947M	$643M	13	7	n/a	n/a	n/a
2011	Mar 22, 2012	$824M	$569M	n/a	n/a	n/a	n/a	n/a