DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L••••••• S••••••••• C••••
MITCHELLVILLE, MD | Concord, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L••••••• S••••••••• C•••• | Bd affiliated wealth | Jan 3, 2014 | n/a | yes | MITCHELLVILLE, MD|Concord, OH | Current employment |
| A•• A••••••• | n/a | Aug 20, 2007 | Dec 31, 2011 | no | MITCHELLVILLE, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•• A••••••• S•••••••• L•• | A•• A••••••• | May 10, 2013 | Aug 20, 2007 | -2,090 | Firm change after gap | Other |
| A•• A••••••• | L••••••• S••••••••• C•••• | Dec 31, 2011 | Jan 3, 2014 |
| P•• A••••••• S•••••••• L•• | Independent wealth | Aug 13, 2007 | May 10, 2013 | no | MITCHEVILLE, MD|ALBANY, NY | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Nov 19, 2003 | Dec 9, 2004 | no | WASHINGTON, DC | Previous registration |
| R•••• S••••••••• I••• | n/a | Jul 16, 2003 | Nov 24, 2003 | no | WASHINGTON, DC | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jul 23, 2001 | Jun 3, 2003 | no | LARGO, MD | Previous registration |
| Firm change after gap |
| Other |
| L•• F•••••••• L•• | P•• A••••••• S•••••••• L•• | Dec 9, 2004 | Aug 13, 2007 | 977 | Firm change after gap | Other |
| R•••• S••••••••• I••• | L•• F•••••••• L•• | Nov 24, 2003 | Nov 19, 2003 | -5 | Firm change | Other |
| U•• F•••••••• S••••••• I••• | R•••• S••••••••• I••• | Jun 3, 2003 | Jul 16, 2003 | 43 | Firm change | Other |