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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

PKS ADVISORY SERVICES, LLC

CRD 125648

ALBANY, NY

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Data as of Jul 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 190
Dated events: 40
On other graphs: 0
Observed: Nov 8, 2011 to Jul 29, 2026
59 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=43.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-07-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.0B
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 46
RAUM per advisor: $23.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 45
Advisory employees: 36
Offices: 24Schedule D 1.F, beyond the principal office
Accounts: 4,892
Individual clients: 4,696
High net worth clients: 178
Custody, client assets: $80.2M
SEC number: 801-62147
CIK: 1605401
CRD: 125648
Filings on the tape: 59
First filed: Nov 8, 2011
Latest filed: Jul 29, 2026
Organised: Limited Liability Company, NY
Website: woehlerfinancialgroup.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 46

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN AARON RAMIREZ	n/a	ALBANY, NY \| Spring, TX	15	20	2	yes
SHARONE HAKMAN	n/a	LOS ANGELES, CA \| ALBANY, NY	14	25	2	yes
HAROLD EDWARD JONES	n/a	ALBANY, NY \| POMPANO BEACH, FL	13	43	3	yes
GEORGE HOYT ABBOUD	n/a	Houston, TX \| Schaumburg, IL \| HOUSTON, TX \| ALBANY, NY	11	16	1	yes
ROYA YEROSHALMI	n/a	ALBANY, NY \| BEVERLEY HILLS, CA	10	28	n/a	yes
William John Miller	Certified Financial Planner	West Chester, PA \| ALBANY, NY	7	25	1	yes
LOUIS JOSEPH CZERWINSKI	n/a	ALBANY, NY \| Southington, CT	6	15	3	yes
DANIEL JOHN MCWILLIAMS	n/a	ALBANY, NY \| Auburn Hills, MI	6	34	1	yes
Steven Matthew Dolinski	n/a	Auburn Hills, MI \| ALBANY, NY	6	14	1	yes
ROGER K BRINKS	n/a	ALBANY, NY	6	11	1	no
GREGORY ALLEN BALDWIN	n/a	ALBANY, NY \| PALM SPRINGS, CA	5	40	3	yes
JOHN KEVIN ROONEY	n/a	ALBANY, NY	5	42	n/a	yes
JAMES KNOX PATRICK	n/a	ALBANY, NY	5	27	3	yes
DINO JOSEPH MACALUSO	n/a	ALBANY, NY	5	40	n/a	yes
KEITH OWEN FLOOD	n/a	ALBANY, NY	5	36	n/a	yes
ALEX YOUSSEF JEFFERSON	n/a	ALBANY, NY	5	34	n/a	yes
PAMELA SUE YOUNG	n/a	ALBANY, NY	5	28	n/a	yes
LLOYD WARREN CHURCH	n/a	MALTA, NY	5	29	n/a	yes
JOHN RICHARD GOLDMAN	n/a	ALBANY, NY	5	28	n/a	yes
MARY ERIN DAOUST	n/a	ALBANY, NY	5	26	n/a	yes
DAVID WALSH CONNORS	n/a	ALBANY, NY	5	26	5	yes
SCOTT MICHAEL CAHILL	n/a	Averill Park, NY \| ALBANY, NY	5	21	n/a	yes
MICHAEL JAMES DEJULIO	n/a	ALBANY, NY	5	18	n/a	yes
BRIAN PATRICK PURCELL	n/a	ALBANY, NY \| Malta, NY	5	21	n/a	yes
JOSEPH NICHOLAS MACALUSO	n/a	ALBANY, NY	5	12	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PKS HOLDINGS, LLC	SOLE MEMBER COMPLIANCE OFFICER	E	yes	10/2001	Jul 29, 2026	Jul 29, 2026
BINAH CAPITAL GROUP, INC.	Owner	E	yes	03/2024	Mar 28, 2024	Nov 21, 2024
WENTWORTH MANAGEMENT SERVICES LLC	Owner	E	yes	11/2017	Jan 5, 2018	Nov 21, 2024
YOUNG, PAMELA, SUE	PRESIDENT AND CHIEF COMPLIANCE OFFICER	Na	yes	11/2021	Nov 19, 2021	Nov 21, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WORLD EQUITY GROUP, INC.	n/a	Bd affiliated wealth	$1.0B	N	yes	n/a
CL WEALTH MANAGEMENT LLC	n/a	Independent wealth	$734M	N	yes	n/a
CABOT LODGE SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a
HAROLD EDWARD JONES	n/a	n/a	n/a	N	no	n/a
INSURANCE AUDIT AGENCY	n/a	n/a	n/a	N	yes	n/a
MICHIGAN SECURITIES, INC.	n/a	n/a	n/a	N	no	n/a
PKS FINANCIAL SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
PURSHE KAPLAN STERLING INVESTMENTS, INC.	n/a	n/a	n/a	N	yes	n/a
REPRESENTATIVES INDEMNITY CO.	n/a	n/a	n/a	N	yes	n/a
WENTWORTH FINANCIAL PARTNERS	n/a	n/a	n/a	N	yes	n/a
WENTWORTH RISK MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Brentwood	Tn	United States	5	yes
Portage	Mi	United States	2	yes
Malta	NY	United States	2	yes
Memphis	Tn	United States	2	yes
LOS ANGELES	CA	United States	1	yes
PALM SPRINGS	CA	United States	1	yes
Southington	Ct	United States	1	yes
POMPANO BEACH	FL	United States	1	yes
AUBURN HILLS	Mi	United States	1	yes
AVERILL PARK	NY	United States	1	yes
WEST CHESTER	Pa	United States	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 22, 2026	$1.1B	$1.0B	45	36	23	n/a	n/a
2024	Mar 26, 2025	$905M	$872M	49	37	25	n/a	n/a
2023	Mar 28, 2024	$698M	$666M	50	37	17	n/a	n/a
2022	Mar 17, 2023	$725M	$695M	46	34	15	n/a	n/a
2021	Mar 30, 2022	$977M	$798M	47	42	18	n/a	n/a
2020	Mar 9, 2021	$767M	$529M	50	49	14	n/a	n/a
2019	Mar 3, 2020	$590M	$428M	45	45	13	n/a	n/a
2018	Feb 26, 2019	$479M	$348M	46	46	11	n/a	n/a
2017	Mar 6, 2018	$482M	$353M	43	43	14	n/a	n/a
2016	Mar 15, 2017	$405M	$313M	40	40	n/a	n/a	n/a
2015	Mar 3, 2016	$402M	$308M	39	39	n/a	n/a	n/a
2014	Feb 26, 2015	$597M	$504M	48	48	n/a	n/a	n/a
2013	Mar 24, 2014	$538M	$448M	48	48	n/a	n/a	n/a
2012	Mar 25, 2013	$599M	$503M	55	55	n/a	n/a	n/a
2011	Feb 29, 2012	$505M	$365M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	8	-6	17.4%	0	1	0	12	14

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$905M	20.8%	$725M	14.7%	45	49	24	25

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ALTRUIST ADVISORS LLC	2	Jun 15, 2026	Jun 17, 2026	ALBANY, NY	Team lift out	RIA to new firm	4.2%
FOUNDERS FINANCIAL SECURITIES, LLC	2	Oct 2, 2025	Sep 5, 2025	MEMPHIS, TN	Team lift out	RIA to RIA	4.2%
ALBANYADVISOR GROUP LLC	3	Dec 31, 2022	Oct 21, 2021	ALBANY, NY	Team lift out	RIA to RIA	7.3%
PORTUS CAPITAL MANAGEMENT, LLC	2	Oct 9, 2020	Nov 16, 2016	BRENTWOOD, TN	Team lift out	RIA to state RIA	9.5%
RHP WEALTH MANAGEMENT	3	Aug 7, 2019	Aug 1, 2019	ALBANY, NY	Team lift out	RIA to new firm	17.6%
ROSEL WEALTH MANAGEMENT, LLC	2	Jan 4, 2018	Dec 15, 2017	ALBANY, NY	Team lift out	Other	12.5%
RBA WEALTH MANAGEMENT, LLC	2	Jan 3, 2018	Nov 1, 2019	ALBANY, NY	Team lift out	Other	11.1%
AVITAS WEALTH MANAGEMENT, LLC	3	Dec 31, 2017	Dec 18, 2017	LOS ANGELES, CA	Team lift out	Other	14.3%
WORLD INVESTMENT ADVISORS, LLC	6	Dec 31, 2015	Jan 1, 2025	ALBANY, NY	Team lift out	Other	28.6%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	Apr 23, 2026	Apr 10, 2026	EL SEGUNDO, CA	Team lift out	Ibd to RIA	0.0%
PINNACLE WEALTH MANAGEMENT, INC.	2	Jan 24, 2025	Jan 27, 2025	BRIGHTON, MI	Team lift out	RIA to RIA	40.0%
TERRA WEALTH	2	Nov 9, 2023	Nov 21, 2023	HIGH POINT, NC	Team lift out	RIA to RIA	5.6%
MICHIGAN ADVISORS, INC	2	Jul 15, 2020	Jun 22, 2020	KALAMAZOO, MI	Team lift out	Other	33.3%
MICHIGAN ADVISORS, INC	2	Jul 15, 2020	Jun 18, 2020	ALBANY, NY	Team lift out	Other	33.3%
EQUITABLE ADVISORS, LLC	2	Jan 29, 2020	Jan 31, 2020	AUSTIN, TX	Team lift out	Ibd to RIA	0.1%
EQUITABLE ADVISORS, LLC	3	Jan 3, 2020	Jan 23, 2020	AUSTIN, TX	Team lift out	Ibd to RIA	0.1%
EQUITABLE ADVISORS, LLC	22	Oct 29, 2019	Feb 19, 2020	AUSTIN, TX	Team lift out	Ibd to RIA	0.9%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	3	Jun 18, 2019	Jul 2, 2019	HOUSTON, TX	Team lift out	Wirehouse to RIA	0.0%
UBS FINANCIAL SERVICES INC.	3	Dec 11, 2017	Dec 1, 2017	LOS ANGELES, CA	Team lift out	Other	0.0%
MORGAN STANLEY	2	Nov 6, 2017	Nov 3, 2017	NEWPORT BEACH, CA	Team lift out	Other	0.0%
MORGAN STANLEY	2	Nov 6, 2017	Nov 2, 2017	GREENWOOD VILLAGE, CO	Team lift out	Other	0.0%

Relationships

showing 80 of 190

Affiliated with (14)

← CL WEALTH MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CL WEALTH MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ WORLD EQUITY GROUP, INC.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
← PORTIA ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← WALLIS ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← EDNA ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← JANE ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← LUCILE ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← KARA ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← POLLY ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← ODETTE ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← ILENE ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← NADINE ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← MAE ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (58)

← Zachary MannAdvisorregistration: current employment
Jun 26, 2026 to presentfactForm ADV
← GEORGE HOYT ABBOUDAdvisorregistration: current employment
May 4, 2026 to presentfactForm ADV
← DOUGLAS ANTONY GIBSONAdvisorregistration: current employment
May 1, 2026 to presentfactForm ADV
← Joseph Dylan MarshAdvisorregistration: current employment
Nov 19, 2025 to presentfactForm ADV
← Wyatt T YennardAdvisorregistration: current employment
Jul 22, 2025 to presentfactForm ADV
← Joseph Anthony NataleAdvisorregistration: current employment
May 1, 2025 to presentfactForm ADV
← Mikayla Marie GabrielAdvisorregistration: current employment
Jan 27, 2025 to presentfactForm ADV
← KEVIN WILLIAM WOEHLERAdvisorregistration: current employment
Jan 12, 2024 to presentfactForm ADV
← WILLIAM JASON OGLESAdvisorregistration: current employment
Dec 4, 2023 to presentfactForm ADV
← Kristin Melanie Hicks SandersonAdvisorregistration: current employment
Dec 4, 2023 to presentfactForm ADV
← Joseph OsborneAdvisorregistration: current employment
Nov 30, 2023 to presentfactForm ADV
← ROY LEON MATLOCKAdvisorregistration: current employment
Nov 27, 2023 to presentfactForm ADV
← ADAM DENTON SMITHAdvisorregistration: current employment
Nov 21, 2023 to presentfactForm ADV
← ANDREW KARL FERRAROAdvisorregistration: current employment
Sep 14, 2023 to presentfactForm ADV
← Francis Bernard MillerAdvisorregistration: current employment
Jul 10, 2023 to presentfactForm ADV
← Christopher B SoltisAdvisorregistration: current employment
Jul 7, 2023 to presentfactForm ADV
← VICTORIA KATHERINE WABNIGAdvisorregistration: current employment
May 31, 2023 to presentfactForm ADV
← Jarrid Michael WilkinsonAdvisorregistration: current employment
Jul 28, 2022 to presentfactForm ADV
← CARL J KIPPERAdvisorregistration: current employment
Jan 3, 2022 to presentfactForm ADV
← LAWRENCE MICHAEL NATALEAdvisorregistration: current employment
Apr 30, 2021 to presentfactForm ADV
← JOHN KEVIN ROONEYAdvisorregistration: current employment
Apr 8, 2021 to presentfactForm ADV
← JAMES KNOX PATRICKAdvisorregistration: current employment
Apr 8, 2021 to presentfactForm ADV
← DINO JOSEPH MACALUSOAdvisorregistration: current employment
Apr 8, 2021 to presentfactForm ADV
← KEITH OWEN FLOODAdvisorregistration: current employment
Apr 8, 2021 to presentfactForm ADV
← ALEX YOUSSEF JEFFERSONAdvisorregistration: current employment
Apr 8, 2021 to presentfactForm ADV
← PAMELA SUE YOUNGAdvisorregistration: current employment
Apr 8, 2021 to presentfactForm ADV
← LLOYD WARREN CHURCHAdvisorregistration: current employment
Apr 8, 2021 to presentfactForm ADV
← JOHN RICHARD GOLDMANAdvisorregistration: current employment
Apr 8, 2021 to presentfactForm ADV
← MARY ERIN DAOUSTAdvisorregistration: current employment
Apr 8, 2021 to presentfactForm ADV
← DAVID WALSH CONNORSAdvisorregistration: current employment
Apr 8, 2021 to presentfactForm ADV
and 28 more

Moved with (6)

→ ALTRUIST ADVISORS LLCRegistered adviser2 advisors, team lift out, same day
Jun 15, 2026 to Jun 17, 2026factForm ADV
← LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out
Apr 23, 2026 to Apr 10, 2026factForm ADV
→ FOUNDERS FINANCIAL SECURITIES, LLCRegistered adviser2 advisors, team lift out, same day
Oct 2, 2025 to Sep 5, 2025factForm ADV
→ FOREVER YOUNG INTEGRATED WEALTHRegistered adviser2 advisors, team lift out, same day
Mar 12, 2025 to Mar 7, 2025factForm ADV
← PINNACLE WEALTH MANAGEMENT, INC.Registered adviser2 advisors, team lift out, same day
Jan 24, 2025 to Jan 27, 2025factForm ADV
→ WORLD INVESTMENT ADVISORS, LLCRegistered adviser6 advisors, team lift out, same day
Dec 31, 2015 to Jan 1, 2025factForm ADV

Controls (2)

← YOUNG, PAMELA, SUEOwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 19, 2021 to Nov 21, 2024factForm ADV
← BINAH CAPITAL GROUP, INC.OwnerOWNER, ownership code E, domestic entity
Mar 28, 2024 to Nov 21, 2024factForm ADV

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 10, 2026
Advisor changed firm
Grace Smith left Pks Advisory Services, Llc for Ae Wealth Management, Llc (registered 2026-07-08)
Form ADVobserved 5 days ago
Occurred
Jun 15, 2026
Team lift-out
2 advisors left Pks Advisory Services, LLC (Albany, NY) for Altruist Advisors LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Jun 15, 2026
Advisor changed firm
Cameron Macgregor Laine left Pks Advisory Services, Llc for Altruist Advisors Llc (registered 2026-06-17)
Form ADVobserved 5 days ago
Occurred
Jun 15, 2026
Advisor changed firm
Michael Laine left Pks Advisory Services, Llc for Altruist Advisors Llc (registered 2026-06-17)
Form ADVobserved 5 days ago
Occurred
Apr 23, 2026
Team lift-out
2 advisors left LPL Financial LLC (EL Segundo, CA) for Pks Advisory Services, LLC within 12 days
Form ADVobserved 5 days ago
2 advisors
Occurred
Mar 31, 2026
Advisor changed firm
Jeffrey Lane Davis left Pks Advisory Services, Llc for Lpl Financial Llc (registered 2026-04-01)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2025
Advisor changed firm
Georg Robin Wells left Pks Advisory Services, Llc for Growe Capital Advisors, Llc (registered 2026-01-02)
Form ADVobserved 5 days ago
Occurred
Nov 5, 2025
Advisor changed firm
Eli Neal Cohen left Pks Advisory Services, Llc for Osaic Wealth, Inc. (registered 2025-11-19)
Form ADVobserved 5 days ago
Occurred
Oct 2, 2025
Team lift-out
2 advisors left Pks Advisory Services, LLC (Memphis, TN) for Founders Financial Securities, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Oct 2, 2025
Advisor changed firm
Scott Douglas Reid left Pks Advisory Services, Llc for Founders Financial Securities, Llc (registered 2025-09-05)
Form ADVobserved 5 days ago
Occurred
Oct 2, 2025
Advisor changed firm
Lisa Carol Reid left Pks Advisory Services, Llc for Founders Financial Securities, Llc (registered 2025-09-05)
Form ADVobserved 5 days ago
Occurred
Mar 26, 2025
Regulatory AUM changed
Pks Advisory Services, Llc reported RAUM $905.4M, up 30% from $697.7M (2025-02-20 to 2025-03-26)
Form ADVobserved 5 days ago
$208M
Occurred
Mar 12, 2025
Advisor changed firm
Mark Charles Young left Pks Advisory Services, Llc for Forever Young Integrated Wealth (registered 2025-03-07)
Form ADVobserved 5 days ago
Occurred
Mar 12, 2025
Advisor changed firm
Cheri Young left Pks Advisory Services, Llc for Forever Young Integrated Wealth (registered 2025-03-07)
Form ADVobserved 5 days ago
Occurred
Mar 7, 2025
Advisor changed firm
Christopher Thomas Bokmuller left Pks Advisory Services, Llc for Packerland Brokerage Services, Inc. (registered 2025-03-06)
Form ADVobserved 5 days ago
Occurred
Feb 3, 2025
Advisor changed firm
William Paul Boscow left Pks Advisory Services, Llc for Ausdal Financial Partners, Inc. (registered 2026-01-26)
Form ADVobserved 5 days ago
Occurred
Jan 24, 2025
Team lift-out
2 advisors left Pinnacle Wealth Management, Inc. (Brighton, MI) for Pks Advisory Services, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Oct 31, 2024
Advisor changed firm
Quentin Pinner left Pks Advisory Services, Llc for Madison Avenue Securities, Llc (registered 2024-11-05)
Form ADVobserved 5 days ago
Occurred
Apr 25, 2024
Advisor changed firm
James J Kennedy left Pks Advisory Services, Llc for Northwestern Mutual Investment Services,Llc (registered 2024-07-03)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2024
Control person left
Chiam Alexander Markowits (Owner) no longer on Schedule A of Pks Advisory Services, Llc (listed 2024-02-08, absent 2024-03-28)
Form ADVobserved 5 days ago
Occurred
Nov 9, 2023
Team lift-out
2 advisors left Terra Wealth (High Point, NC) for Pks Advisory Services, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Aug 7, 2023
Advisor changed firm
Brandon A Barba left Pks Advisory Services, Llc for Edward Jones (registered 2023-09-27)
Form ADVobserved 5 days ago
Occurred
Apr 17, 2023
Advisor changed firm
Sonya G Griffin left Pks Advisory Services, Llc for Stratos Wealth Partners, Ltd (registered 2025-04-01)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2023
Advisor changed firm
Steven Jude Meleco left Pks Advisory Services, Llc for Lpl Financial Llc (registered 2023-03-29)
Form ADVobserved 5 days ago
Occurred
Mar 17, 2023
Regulatory AUM changed
Pks Advisory Services, Llc reported RAUM $725.2M, down 26% from $976.6M (2022-10-18 to 2023-03-17)
Form ADVobserved 5 days ago
$-251M
Occurred
Mar 7, 2023
Advisor changed firm
Jeffrey Wayne Davidson left Pks Advisory Services, Llc for Victory Financial (registered 2023-03-09)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2022
Team lift-out
3 advisors left Pks Advisory Services, LLC (Albany, NY) for Albanyadvisor Group LLC on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Dec 31, 2022
Advisor changed firm
Susan Bethany Hart left Pks Advisory Services, Llc for Albanyadvisor Group Llc (registered 2021-10-21)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Marc Allen Agel left Pks Advisory Services, Llc for Albanyadvisor Group Llc (registered 2021-10-21)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2022
Advisor changed firm
Lori Gluck Murphy left Pks Advisory Services, Llc for Albanyadvisor Group Llc (registered 2021-10-21)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
Pks Advisory Services, Llc reported RAUM $976.6M, up 27% from $766.9M (2021-11-19 to 2022-03-30)
Form ADVobserved 5 days ago
$210M
Occurred
Nov 19, 2021
Control person left
Kirk Frank Dyer (President / Chief Compliance Officer) no longer on Schedule A of Pks Advisory Services, Llc (listed 2021-05-19, absent 2021-11-19)
Form ADVobserved 5 days ago
Occurred
Nov 19, 2021
Control person joined
Sue Pamela Young (President And Chief Compliance Officer) appeared on Schedule A of Pks Advisory Services, Llc
Form ADVobserved 5 days ago
Occurred
Mar 9, 2021
Regulatory AUM changed
Pks Advisory Services, Llc reported RAUM $766.9M, up 30% from $590.5M (2020-07-08 to 2021-03-09)
Form ADVobserved 5 days ago
$176M
Occurred
Mar 9, 2021
Control person joined
Kirk Frank Dyer (President / Chief Compliance Officer) appeared on Schedule A of Pks Advisory Services, Llc
Form ADVobserved 5 days ago
Occurred
Mar 9, 2021
Control person left
Marie Lisa Lafond (President/Chief Compliance Officer) no longer on Schedule A of Pks Advisory Services, Llc (listed 2020-07-08, absent 2021-03-09)
Form ADVobserved 5 days ago

Show 4 bookkeeping events

Occurred
Mar 26, 2025
Pks Advisory Services, Llc reported 25 offices beyond its principal office, up from 17 (2025-02-20 to 2025-03-26)
Occurred
Mar 30, 2022
Pks Advisory Services, Llc reported 18 offices beyond its principal office, up from 13 (2021-11-19 to 2022-03-30)
Occurred
Mar 9, 2021
Pks Advisory Services, Llc reported 14 offices beyond its principal office, down from 19 (2020-07-08 to 2021-03-09)
Occurred
Jul 8, 2020
Pks Advisory Services, Llc reported 19 offices beyond its principal office, up from 13 (2020-06-30 to 2020-07-08)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5e52397d-be35-d9ff-5c3c-378f838bf89b
First observed: Nov 8, 2011
Last observed: Jul 29, 2026 53 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PKS ADVISORY SERVICES, LLC

CRD 125648

ALBANY, NY

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Data as of Jul 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:56 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN AARON RAMIREZ

n/a

ALBANY, NY | Spring, TX

yes

SHARONE HAKMAN

n/a

LOS ANGELES, CA | ALBANY, NY

yes

HAROLD EDWARD JONES

n/a

ALBANY, NY | POMPANO BEACH, FL

yes

GEORGE HOYT ABBOUD

n/a

Houston, TX | Schaumburg, IL | HOUSTON, TX | ALBANY, NY

yes

ROYA YEROSHALMI

n/a

ALBANY, NY | BEVERLEY HILLS, CA

n/a

yes

William John Miller

Certified Financial Planner

West Chester, PA | ALBANY, NY

yes

LOUIS JOSEPH CZERWINSKI

n/a

ALBANY, NY | Southington, CT

yes

DANIEL JOHN MCWILLIAMS

n/a

ALBANY, NY | Auburn Hills, MI

yes

Steven Matthew Dolinski

n/a

Auburn Hills, MI | ALBANY, NY

yes

ROGER K BRINKS

n/a

ALBANY, NY

GREGORY ALLEN BALDWIN

n/a

ALBANY, NY | PALM SPRINGS, CA

yes

JOHN KEVIN ROONEY

n/a

ALBANY, NY

n/a

yes

JAMES KNOX PATRICK

n/a

ALBANY, NY

yes

DINO JOSEPH MACALUSO

n/a

ALBANY, NY

n/a

yes

KEITH OWEN FLOOD

n/a

ALBANY, NY

n/a

yes

ALEX YOUSSEF JEFFERSON

n/a

ALBANY, NY

n/a

yes

PAMELA SUE YOUNG

n/a

ALBANY, NY

n/a

yes

LLOYD WARREN CHURCH

n/a

MALTA, NY

n/a

yes

JOHN RICHARD GOLDMAN

n/a

ALBANY, NY

n/a

yes

MARY ERIN DAOUST

n/a

ALBANY, NY

n/a

yes

DAVID WALSH CONNORS

n/a

ALBANY, NY

yes

SCOTT MICHAEL CAHILL

n/a

Averill Park, NY | ALBANY, NY

n/a

yes

MICHAEL JAMES DEJULIO

n/a

ALBANY, NY

n/a

yes

BRIAN PATRICK PURCELL

n/a

ALBANY, NY | Malta, NY

n/a

yes

JOSEPH NICHOLAS MACALUSO

n/a

ALBANY, NY

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PKS HOLDINGS, LLC

SOLE MEMBER COMPLIANCE OFFICER

yes

10/2001

Jul 29, 2026

BINAH CAPITAL GROUP, INC.

Owner

yes

03/2024

Mar 28, 2024

Nov 21, 2024

WENTWORTH MANAGEMENT SERVICES LLC

Owner

yes

11/2017

Jan 5, 2018

Nov 21, 2024

YOUNG, PAMELA, SUE

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

11/2021

Nov 19, 2021

Nov 21, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WORLD EQUITY GROUP, INC.

n/a

Bd affiliated wealth

$1.0B

yes

n/a

CL WEALTH MANAGEMENT LLC

n/a

Independent wealth

$734M

yes

n/a

CABOT LODGE SECURITIES LLC

n/a

yes

n/a

HAROLD EDWARD JONES

n/a

INSURANCE AUDIT AGENCY

n/a

yes

n/a

MICHIGAN SECURITIES, INC.

n/a

PKS FINANCIAL SERVICES, INC.

n/a

yes

n/a

PURSHE KAPLAN STERLING INVESTMENTS, INC.

n/a

yes

n/a

REPRESENTATIVES INDEMNITY CO.

n/a

yes

n/a

WENTWORTH FINANCIAL PARTNERS

n/a

yes

n/a

WENTWORTH RISK MANAGEMENT, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Brentwood

United States

yes

Portage

United States

yes

Malta

United States

yes

Memphis

United States

yes

LOS ANGELES

United States

yes

PALM SPRINGS

United States

yes

Southington

United States

yes

POMPANO BEACH

United States

yes

AUBURN HILLS

United States

yes

AVERILL PARK

United States

yes

WEST CHESTER

United States

yes

n/a

yes

n/a

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 22, 2026

$1.1B

$1.0B

n/a

2024

Mar 26, 2025

$905M

$872M

n/a

2023

Mar 28, 2024

$698M

$666M

n/a

2022

Mar 17, 2023

$725M

$695M

n/a

2021

Mar 30, 2022

$977M

$798M

n/a

2020

Mar 9, 2021

$767M

$529M

n/a

2019

Mar 3, 2020

$590M

$428M

n/a

2018

Feb 26, 2019

$479M

$348M

n/a

2017

Mar 6, 2018

$482M

$353M

n/a

2016

Mar 15, 2017

$405M

$313M

n/a

2015

Mar 3, 2016

$402M

$308M

n/a

2014

Feb 26, 2015

$597M

$504M

n/a

2013

Mar 24, 2014

$538M

$448M

n/a

2012

Mar 25, 2013

$599M

$503M

n/a

2011

Feb 29, 2012

$505M

$365M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-6

17.4%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$905M

20.8%

$725M

14.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ALTRUIST ADVISORS LLC

Jun 15, 2026

Jun 17, 2026

ALBANY, NY

Team lift out

RIA to new firm

4.2%

FOUNDERS FINANCIAL SECURITIES, LLC

Oct 2, 2025

Sep 5, 2025

MEMPHIS, TN

Team lift out

RIA to RIA

4.2%

ALBANYADVISOR GROUP LLC

Dec 31, 2022

Oct 21, 2021

ALBANY, NY

Team lift out

RIA to RIA

7.3%

PORTUS CAPITAL MANAGEMENT, LLC

Oct 9, 2020

Nov 16, 2016

BRENTWOOD, TN

Team lift out

RIA to state RIA

9.5%

RHP WEALTH MANAGEMENT

Aug 7, 2019

Aug 1, 2019

ALBANY, NY

Team lift out

RIA to new firm

17.6%

ROSEL WEALTH MANAGEMENT, LLC

Jan 4, 2018

Dec 15, 2017

ALBANY, NY

Team lift out

Other

12.5%

RBA WEALTH MANAGEMENT, LLC

Jan 3, 2018

Nov 1, 2019

ALBANY, NY

Team lift out

Other

11.1%

AVITAS WEALTH MANAGEMENT, LLC

Dec 31, 2017

Dec 18, 2017

LOS ANGELES, CA

Team lift out

Other

14.3%

WORLD INVESTMENT ADVISORS, LLC

Dec 31, 2015

Jan 1, 2025

ALBANY, NY

Team lift out

Other

28.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Apr 23, 2026

Apr 10, 2026

EL SEGUNDO, CA

Team lift out

Ibd to RIA

0.0%

PINNACLE WEALTH MANAGEMENT, INC.

Jan 24, 2025

Jan 27, 2025

BRIGHTON, MI

Team lift out

RIA to RIA

40.0%

TERRA WEALTH

Nov 9, 2023

Nov 21, 2023

HIGH POINT, NC

Team lift out

RIA to RIA

5.6%

MICHIGAN ADVISORS, INC

Jul 15, 2020

Jun 22, 2020

KALAMAZOO, MI

Team lift out

Other

33.3%

MICHIGAN ADVISORS, INC

Jul 15, 2020

Jun 18, 2020

ALBANY, NY

Team lift out

Other

33.3%

EQUITABLE ADVISORS, LLC

Jan 29, 2020

Jan 31, 2020

AUSTIN, TX

Team lift out

Ibd to RIA

0.1%

EQUITABLE ADVISORS, LLC

Jan 3, 2020

Jan 23, 2020

AUSTIN, TX

Team lift out

Ibd to RIA

0.1%

EQUITABLE ADVISORS, LLC

Oct 29, 2019

Feb 19, 2020

AUSTIN, TX

Team lift out

Ibd to RIA

0.9%

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jun 18, 2019

Jul 2, 2019

HOUSTON, TX

Team lift out

Wirehouse to RIA

0.0%

UBS FINANCIAL SERVICES INC.

Dec 11, 2017

Dec 1, 2017

LOS ANGELES, CA

Team lift out

Other

0.0%

MORGAN STANLEY

Nov 6, 2017

Nov 3, 2017

NEWPORT BEACH, CA

Team lift out

Other

0.0%

MORGAN STANLEY

Nov 6, 2017

Nov 2, 2017

GREENWOOD VILLAGE, CO

Team lift out

Other

0.0%