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Advisor at HARDING WEALTH, INC.
TEMPE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HARDING WEALTH, INC. | Independent wealth | Mar 16, 2021 | n/a | yes | TEMPE, AZ | Current employment |
| ALPHA FIDUCIARY | Independent wealth | Feb 4, 2013 | Jan 29, 2016 | no | PHOENIX, AZ | Previous registration |
| OXFORD INVESTMENT PARTNERS, LLC | Former SEC adviser | Dec 3, 2012 | Dec 31, 2012 | no | PHOENIX, AZ | Previous registration |
| OXFORD INVESTMENT PARTNERS, LLC | Former SEC adviser | May 4, 2012 | Sep 18, 2012 | no | PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALPHA FIDUCIARY | HARDING WEALTH, INC. | Jan 29, 2016 | Mar 16, 2021 | 1,873 | Firm change after gap | Other |
| OXFORD INVESTMENT PARTNERS, LLC | ALPHA FIDUCIARY | Dec 31, 2012 | Feb 4, 2013 | 35 | Firm change | Other |