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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

OXFORD INVESTMENT PARTNERS, LLC

CRD 124791

PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:78376ca0-2fc7-81b5-2f6c-6a6cf655cd43

Data as of Aug 31, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 0
Observed: Dec 16, 2011 to Aug 31, 2012
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $224MItem 5.F on the latest filing (2012-08-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $213M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 389
Custody, client assets: $6.0M
SEC number: 801-61873
CRD: 124791
Filings on the tape: 6
First filed: Dec 16, 2011
Latest filed: Aug 31, 2012
Organised: Limited Liability Company, Arizona

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CLARKE, LORI, SUZANNE	Member	C	yes	06/2006	Dec 16, 2011	Aug 31, 2012
CLARKE, WALTER, JEROME	PRESIDENT / CHIEF COMPLIANCE OFFICER	C	yes	01/2003	Dec 16, 2011	Aug 31, 2012
LEWIS, LEAH, LOUISE	Trustee	E	yes	03/2008	Dec 16, 2011	Aug 31, 2012
THE LEAH L. LEWIS TRUST	Member	E	yes	03/2008	Dec 16, 2011	Aug 31, 2012
CLARKE, BEVERLY, JANE	Member	Na	no	04/2008	Dec 16, 2011	Aug 31, 2012
E. CAPITAL, LLC	Member	Na	no	03/2009	Dec 16, 2011	Aug 31, 2012
LL1, LLC	Member	A	no	04/2008	Dec 16, 2011	Aug 31, 2012
TIMES FINANCIAL 2, LLC	Member	Na	no	03/2009	Dec 16, 2011	Aug 31, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 27, 2012	$224M	$213M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$224M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (4)

← CLARKE, WALTER, JEROMEOwnerPRESIDENT / CHIEF COMPLIANCE OFFICER, ownership code C, individual
Dec 16, 2011 to presentfactForm ADV
← LEWIS, LEAH, LOUISEOwnerTRUSTEE, ownership code E, individual
Dec 16, 2011 to presentfactForm ADV
← CLARKE, LORI, SUZANNEOwnerMEMBER, ownership code C, individual
Dec 16, 2011 to presentfactForm ADV
← THE LEAH L. LEWIS TRUSTOwnerMEMBER, ownership code E, domestic entity
Dec 16, 2011 to presentfactForm ADV

Owns (4)

← CLARKE, BEVERLY, JANEOwnerMEMBER, ownership code NA, individual
Dec 16, 2011 to presentfactForm ADV
← E. CAPITAL, LLCOwnerMEMBER, ownership code NA, domestic entity
Dec 16, 2011 to presentfactForm ADV
← LL1, LLCOwnerMEMBER, ownership code A, domestic entity
Dec 16, 2011 to presentfactForm ADV
← TIMES FINANCIAL 2, LLCOwnerMEMBER, ownership code NA, domestic entity
Dec 16, 2011 to presentfactForm ADV

Registered with (4)

← ADAM CLARK HARDINGAdvisorregistration: previous registration
Dec 3, 2012 to Dec 31, 2012factForm ADV
← Kody DamronAdvisorregistration: previous registration
Jun 14, 2010 to Dec 12, 2011factForm ADV
← MATTHEW JOHN ARMISTEADAdvisorregistration: previous registration
Mar 3, 2004 to Nov 20, 2007factForm ADV
← AARON J ARGABRIGHTAdvisorregistration: previous registration
Jul 19, 2006 to Nov 20, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:78376ca0-2fc7-81b5-2f6c-6a6cf655cd43
First observed: Dec 16, 2011
Last observed: Aug 31, 2012 171 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OXFORD INVESTMENT PARTNERS, LLC

CRD 124791

PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:78376ca0-2fc7-81b5-2f6c-6a6cf655cd43

Data as of Aug 31, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:15 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CLARKE, LORI, SUZANNE

Member

yes

06/2006

Dec 16, 2011

Aug 31, 2012

CLARKE, WALTER, JEROME

PRESIDENT / CHIEF COMPLIANCE OFFICER

yes

01/2003

Dec 16, 2011

Aug 31, 2012

LEWIS, LEAH, LOUISE

Trustee

yes

03/2008

Dec 16, 2011

Aug 31, 2012

THE LEAH L. LEWIS TRUST

Member

yes

03/2008

Dec 16, 2011

Aug 31, 2012

CLARKE, BEVERLY, JANE

Member

04/2008

Dec 16, 2011

Aug 31, 2012

E. CAPITAL, LLC

Member

03/2009

Dec 16, 2011

Aug 31, 2012

LL1, LLC

Member

04/2008

Dec 16, 2011

Aug 31, 2012

TIMES FINANCIAL 2, LLC

Member

03/2009

Dec 16, 2011

Aug 31, 2012

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Mar 27, 2012

$224M

$213M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$224M

n/a