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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

DEVON A. SCARLETT

Advisor at SCHWAB WEALTH ADVISORY, INC.

Jersey City, NJ

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Search this name across graphsid dfx:ria:21516ae7-f9ac-a8bb-0df6-e2eba365d765

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 2, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 17, 2017
First registration: Apr 2, 2018
Dual registered: yes, broker-dealer
Other names: Devon Scarlett|Devon A. Scarlett|Devon Anthony Scarlett|DEVON ANTHONY SCARLETT
IAPD individual key: 6734476

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Feb 17, 2026	n/a	yes	Jersey City, NJ	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Feb 11, 2026	no	EDISON, NJ\|NEW BRUNSWICK, NJ\|BRIDGEWATER, NJ\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Apr 23, 2021	Mar 31, 2025	no	BRIDGEWATER, NJ	Previous registration
KUBHERA ENTERPRISES LLC	Independent wealth	Nov 9, 2020	Mar 12, 2021	no	PRINCETON, NJ	Previous registration
GOLDMAN SACHS WEALTH SERVICES, L.P.	Bd affiliated wealth	Apr 2, 2018	Oct 17, 2019	no	PARSIPPANY, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	SCHWAB WEALTH ADVISORY, INC.	Feb 11, 2026	Feb 17, 2026	6	Firm change	Other
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
KUBHERA ENTERPRISES LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Mar 12, 2021	Apr 23, 2021	42	Firm change	RIA to ibd
GOLDMAN SACHS WEALTH SERVICES, L.P.	KUBHERA ENTERPRISES LLC	Oct 17, 2019	Nov 9, 2020	389	Firm change	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
104555:159035:MA:2026-02-11	Feb 11, 2026	Feb 17, 2026	BOSTON, MA	Firm change

Relationships

Registered with (5)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Feb 17, 2026 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Feb 11, 2026factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Apr 23, 2021 to Mar 31, 2025factForm ADV
→ KUBHERA ENTERPRISES LLCRegistered adviserregistration: previous registration
Nov 9, 2020 to Mar 12, 2021factForm ADV
→ GOLDMAN SACHS WEALTH SERVICES, L.P.Registered adviserregistration: previous registration
Apr 2, 2018 to Oct 17, 2019factForm ADV

Dated events

Occurred
Feb 11, 2026
Advisor changed firm
Devon A. Scarlett left Strategic Advisers Llc for Schwab Wealth Advisory, Inc. (registered 2026-02-17)
Form ADVobserved 4 days ago