RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A• S•••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Feb 17, 2026 · Jersey City, Nj
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Feb 11, 2026 · Edison, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• formerApr 23, 2021 to Mar 31, 2025 · Bridgewater, Nj
- K•••••• E••••••••• L•• independent RIANov 9, 2020 to Mar 12, 2021 · Princeton, Nj
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedApr 2, 2018 to Oct 17, 2019 · Parsippany, Nj
- S•••••••• A••••••• L•• to S••••• W••••• A•••••••• I•••left Feb 11, 2026, registered Feb 17, 2026 (6 days) · Other · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- K•••••• E••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Mar 12, 2021, registered Apr 23, 2021 (42 days) · RIA to affiliated broker-dealer or bank
- G•••••• S•••• W••••• S•••••••• L••• to K•••••• E••••••••• L••left Oct 17, 2019, registered Nov 9, 2020 (389 days) · Affiliated broker-dealer or bank to independent RIA
- D•••• A• S••••••• left S•••••••• A••••••• L•• for S••••• W••••• A•••••••• I••• (registered 2026-02-17)Feb 11, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address