DFX Intelligence

A•• L•••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant19 years in industry

A•• L•••• A•••••

Advisor at O•••••••••

••• Locked

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Search this name across graphsid dfx:ria:2152ac59-3199-a56c-78c3-ae86d29442be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Sep 2, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

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Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Jan 9, 2024	n/a	yes	KNOXVILLE, TN\|OVERLAND PARK, KS\|Knoxville, TN	Current employment
W•••••••••	Former SEC adviser	Jan 6, 2022	Oct 26, 2024	no	KNOXVILLE, TN	Previous registration

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••••	O•••••••••	Oct 26, 2024	Jan 9, 2024	-291	Firm change after gap	Other
H••••••• I••••••••	W•••••••••	Apr 22, 2022	Jan 6, 2022

Team moves

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Team	Left	Joined	From	Kind
282202:106766:TN:2024-10-26	Oct 26, 2024	Jan 9, 2024	KNOXVILLE, TN	Firm change after gap
290292:282202:TN:2022-04-22	Apr 22, 2022	Jan 6, 2022	KNOXVILLE, TN	Firm change after gap

Relationships

Registered with (3)

→ O•••••••••Registered adviserregistration: current employment
Jan 9, 2024 to presentfactForm ADV
→ W•••••••••Registered adviserregistration: previous registration
Jan 6, 2022 to Oct 26, 2024factForm ADV
→ H••••••• I••••••••Registered adviserregistration: previous registration
Sep 2, 2020 to Apr 22, 2022factForm ADV

Dated events

Occurred
Oct 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 22, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2152ac59-3199-a56c-78c3-ae86d29442be
First observed: Sep 2, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.