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J••• A•••••• Q••••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

J••• A•••••• Q••••••• P••••••

Advisor at C••••• • A••••••••• I•••

San Juan, PR | TAMPA, FL

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Search this name across graphsid dfx:ria:21534128-a7d7-cdb5-0f41-9623d8c31361

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 30, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• • A••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• • A••••••••• I•••	Independent wealth	Aug 28, 2025	n/a	yes	San Juan, PR\|TAMPA, FL\|TAMPA, FL	Current employment
M••••• C•••••• A•••••••• L••	Independent wealth	Jan 23, 2022	Aug 27, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• C•••••• A•••••••• L••	C••••• • A••••••••• I•••	Aug 27, 2025	Aug 28, 2025	1	Firm change	RIA to RIA
C••••• A•••••• N••••••• L••	M••••• C•••••• A•••••••• L••	May 28, 2021

Relationships

Registered with (4)

→ C••••• • A••••••••• I•••Registered adviserregistration: current employment
Aug 28, 2025 to presentfactForm ADV
→ M••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 23, 2022 to Aug 27, 2025factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Nov 6, 2015 to May 28, 2021factForm ADV
→ T•••• S••••• S••••••••• I•••

Dated events

Occurred
Aug 27, 2025
A•••••• firm change
J••• A•••••• Q••••••• P•••••• left M••••• C•••••• A•••••••• L•• for C••••• • A••••••••• I••• (registered 2025-08-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21534128-a7d7-cdb5-0f41-9623d8c31361
First observed: Aug 30, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.