DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• A•••••• Q••••••• P••••••

C••••• • A••••••••• I•••independent RIASan Juan, Pr dual registrantIAPD 2293497

Feed of 09/14/2026

Also filed as J••• Q•••••••P••••••

At current firm

1 y

since Aug 28, 2025

In the industry

39 y

since Jan 1, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• • A••••••••• I••• independent RIA current
since Aug 28, 2025 · San Juan, Pr
M••••• C•••••• A•••••••• L•• independent RIA
Jan 23, 2022 to Aug 27, 2025 · Raleigh, Nc
M••••• C•••••• A•••••••• L•• independent RIA
Aug 30, 2021 to Dec 31, 2021 · San Juan, Pr
C••••• A•••••• N••••••• L•• former
Nov 6, 2015 to May 28, 2021 · San Juan, Pr
T•••• S••••• S••••••••• I••• former
Aug 30, 2005 to Aug 30, 2005 · San Juan, Pr

Moves

a registration end followed by a registration begin elsewhere

M••••• C•••••• A•••••••• L•• to C••••• • A••••••••• I•••
left Aug 27, 2025, registered Aug 28, 2025 (1 days) · RIA to RIA
C••••• A•••••• N••••••• L•• to M••••• C•••••• A•••••••• L••
left May 28, 2021, registered Aug 30, 2021 (94 days) · Affiliated broker-dealer or bank to independent RIA
T•••• S••••• S••••••••• I••• to C••••• A•••••• N••••••• L••
left Aug 30, 2005, registered Nov 6, 2015 (3720 days) · Other

Signals

J••• A•••••• Q••••••• P•••••• left M••••• C•••••• A•••••••• L•• for C••••• • A••••••••• I••• (registered 2025-08-28)
Aug 27, 2025 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address