DFX Intelligence

L••••• A•• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

L••••• A•• R••••

Advisor at L•• F•••••••• L••

FORT MILL, SC | RIDGEWOOD, NJ

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Search this name across graphsid dfx:ria:2158fa10-78c4-18ac-9d13-424e947647d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: Mar 13, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 12, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 10

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 6, 2026	n/a	yes	FORT MILL, SC\|RIDGEWOOD, NJ	Current employment
A••••••••• L•••	Other adviser	Sep 12, 2024	Feb 25, 2026	no	NEW YORK, NY\|NEW YORK, NY\|Ridgewood, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• L•••	L•• F•••••••• L••	Feb 25, 2026	Feb 6, 2026	-19	Firm change	Other
W•••• F•••• A•••••••	A••••••••• L•••	Oct 3, 2024	Sep 12, 2024

Relationships

Registered with (9)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 6, 2026 to presentfactForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Sep 12, 2024 to Feb 25, 2026factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 16, 2023 to Oct 3, 2024factForm ADV
→ K••••• A••••••• S•••••••• L••

Dated events

Occurred
Feb 25, 2026
Advisor changed firm
L••••• A•• R•••• left A••••••••• L••• for L•• F•••••••• L•• (registered 2026-02-06)
Form ADVobserved 7 days ago
Occurred
Oct 3, 2024
Advisor changed firm
L••••• A•• R•••• left W•••• F•••• A••••••• for A••••••••• L••• (registered 2024-09-12)
Form ADVobserved 7 days ago
Occurred
Dec 1, 2022
Advisor changed firm
L••••• A•• R•••• left K••••• A••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2023-05-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2158fa10-78c4-18ac-9d13-424e947647d8
First observed: Mar 13, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.