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A&J WEALTH STRATEGIES LLC, CRD 161950
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| A•• T• D••• F••• L•• | Private Equity Fund | $37.0M | Dec 8, 2023 | 42 | Mar 28, 2023 | reported | 021-453520 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A••• P•••••• H••••••• L• | MANAGING PRINCIPAL | E | yes | 11/2018 | Jun 23, 2023 | Dec 8, 2023 |
| B••••••••• S••••• A•••• | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2022 | Mar 31, 2022 | Dec 8, 2023 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| A• I•••••• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $2.4B | $2.9B | -17.0% | $1.5B | 16.9% | 45 | 36 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| C••••• P••••••• L•• | 10 | Aug 15, 2023 | Jul 5, 2023 | NEW YORK, NY | Firm absorbed | RIA to RIA | 83.3% |
| S•• W••••• | 2 | Jun 21, 2022 | Jun 22, 2022 |
| MANAGING PRINCIPAL |
| D |
| yes |
| 11/2018 |
| Feb 25, 2014 |
| Dec 8, 2023 |
| C•••••• A••••• | MANAGING PRINCIPAL | D | yes | 04/2012 | Feb 25, 2014 | Dec 8, 2023 |
| V••••••• J•••••• G•••••• | MANAGING PRINCIPAL | D | yes | 11/2018 | Feb 25, 2014 | Dec 8, 2023 |
| V••••••• J•••••• G•••••• | MANAGING PRINCIPAL | D | yes | 04/2012 | Feb 25, 2014 | Dec 8, 2023 |
| A••• G• H••••••• L•• | MANAGING PRINCIPAL | Na | no | 11/2018 | Jun 23, 2023 | Dec 8, 2023 |
| C•••••• A••••• | MANAGING PRINCIPAL | D | no | 11/2018 | Feb 25, 2014 | Dec 8, 2023 |
| V••••••• J•••••• G•••••• | MANAGING PRINCIPAL | D | no | 11/2018 | Feb 25, 2014 | Dec 8, 2023 |
| $2.4B |
| $1.8B |
| 45 |
| 14 |
| 0 |
| 1 |
| $37.0M |
| 2021 | Mar 31, 2022 | $2.9B | $1.7B | 36 | 13 | 0 | n/a | n/a |
| 2020 | Mar 29, 2021 | $2.0B | $1.5B | 30 | 14 | 0 | n/a | n/a |
| 2019 | Mar 26, 2020 | $1.5B | $1.2B | 24 | 11 | 0 | n/a | n/a |
| 2018 | Mar 28, 2019 | $926M | $708M | 24 | 12 | 1 | n/a | n/a |
| 2017 | Mar 28, 2018 | $764M | $614M | 24 | 9 | 1 | n/a | n/a |
| 2016 | Mar 31, 2017 | $537M | $372M | 21 | 8 | n/a | n/a | n/a |
| 2015 | Mar 18, 2016 | $369M | $266M | 18 | 5 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $236M | $166M | 13 | 5 | n/a | n/a | n/a |
| NEW YORK, NY |
| Team lift out |
| RIA to RIA |
| 13.3% |