DFX Intelligence

L••••••• R••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

L••••••• R••• M•••

Advisor at A•••• F••••••••

LOS ANGELES, CA | Portland, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:216d0d73-f36b-82ac-8760-eb662beaa3b6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 7, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• F••••••••	Independent wealth	Nov 21, 2023	n/a	yes	LOS ANGELES, CA\|Portland, OR	Current employment
E•••••• F••••••••	n/a	Dec 8, 2016	Jan 24, 2025	no	West Hills, CA\|Los Angeles, CA\|Portland, OR\|Los Angeles, CA\|Los Angeles, CA\|Portland, OR\|LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• F••••••••	A•••• F••••••••	Jan 24, 2025	Nov 21, 2023	-430	Firm change after gap	Other
C• F•••••••• S•••••••	E•••••• F••••••••	Oct 24, 2016	Dec 8, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
281418:328790:CA:2025-01-23	Jan 24, 2025	Nov 21, 2023	LOS ANGELES, CA	Firm change after gap

Relationships

Registered with (3)

→ A•••• F••••••••Registered adviserregistration: current employment
Nov 21, 2023 to presentfactForm ADV
→ E•••••• F••••••••Registered adviserregistration: previous registration
Dec 8, 2016 to Jan 24, 2025factForm ADV
→ C• F•••••••• S•••••••Registered adviserregistration: previous registration
Oct 7, 2015 to Oct 24, 2016factForm ADV

Dated events

Occurred
Jan 24, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:216d0d73-f36b-82ac-8760-eb662beaa3b6
First observed: Oct 7, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.