This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$169MItem 5.F on the latest filing (2026-06-22); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$169M

Private client RAUM

$169MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

7

RAUM per advisor

$24.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

7

Advisory employees

6

Offices

6Schedule D 1.F, beyond the principal office

Accounts

505

Individual clients

123

High net worth clients

47

Custody, client assets

$31.7M

SEC number

801-131992

CRD

328790

Filings on the tape

9

First filed

Jan 29, 2025

Latest filed

Jun 22, 2026

Organised

Other (specify), CA

Website

equalisfinancial.com

• Occurred

  Jun 25, 2025
  Advisor changed firm

  Julian Treves left Avise Financial for Xypn Sapphire (registered 2025-07-28)

  Form ADVobserved 4 days ago
• Occurred

  Jan 23, 2025
  Firm absorbed

  Equalis Financial's advisors moved to Avise Financial (Los Angeles, CA): 3 of 3 registered, a day apart

  Form ADVobserved 4 days ago
  3 advisors

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7d59eeba-4630-265b-502c-df3fdbbec226

First observed

Jan 29, 2025

Last observed

Jun 22, 2026 2 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.