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CRD 151238
BOULDER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••••• B••••• M•••••• | MANAGING MEMBER | E | yes | 02/2009 | Mar 27, 2012 | Nov 30, 2015 |
| B•••••• D•••••• J•••• | CHIEF OPERATING OFFICER | Na | yes | 02/2015 | Aug 11, 2015 | Nov 30, 2015 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Mar 17, 2015 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $867M | $716M | 21.1% | $100M | 105.3% | 9 | 9 | n/a | n/a |
| CHIEF COMPLIANCE OFFICER |
| Na |
| yes |
| 01/2013 |
| Feb 5, 2013 |
| Nov 30, 2015 |
| $843M |
| $843M |
| 9 |
| 4 |
| n/a |
| 2 |
| $74.1M |
| 2013 | Mar 12, 2014 | $716M | $716M | 9 | 5 | n/a | 1 | $31.3M |
| 2012 | Feb 5, 2013 | $240M | $240M | 7 | 4 | n/a | n/a | n/a |
| 2011 | Mar 27, 2012 | $100M | $100M | n/a | n/a | n/a | n/a | n/a |