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D•••• W••••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

D•••• W••••• L••••••••

Advisor at R••••• W• B•••• • C•• I•••••••••

Boulder, CO | DENVER, CO | MILWAUKEE, WI

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Search this name across graphsid dfx:ria:7af86457-70e9-c79d-036b-63340df73128

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 2, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• W• B•••• • C•• I•••••••••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Apr 25, 2016	n/a	yes	Boulder, CO\|MILWAUKEE, WI\|DENVER, CO	Current employment
M•••••• C•••••• M••••••••• L••	Other adviser	Jul 12, 2013	May 11, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• C•••••• M••••••••• L••	R••••• W• B•••• • C•• I•••••••••	May 11, 2016	Apr 25, 2016	-16	Firm change	Other
C••••••••• C•••••• M••••••••• L••	M•••••• C•••••• M••••••••• L••	May 16, 2014

Relationships

Registered with (5)

→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: current employment
Apr 25, 2016 to presentfactForm ADV
→ M•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 12, 2013 to May 11, 2016factForm ADV
→ C••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 17, 2012 to May 16, 2014factForm ADV
→ S•••• I••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7af86457-70e9-c79d-036b-63340df73128
First observed: Jul 2, 2004
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.