DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

IFM CAPITAL ADVISORS, LLC

CRD 169587

GREENWOOD VILLAGE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:217bdc86-7fc1-1166-558e-857e1cae0ca7

Data as of Nov 19, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Nov 4, 2013 to Nov 19, 2014
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.1BItem 5.F on the latest filing (2014-11-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $514M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 19
Advisory employees: 12
Accounts: 3,454
SEC number: 801-78785
CRD: 169587
Filings on the tape: 11
First filed: Nov 4, 2013
Latest filed: Nov 19, 2014
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HARTMAN, CLAYTON, ERNEST	MEMBER & CHIEF COMPLIANCE OFFICER	D	yes	01/2014	Jan 17, 2014	Nov 19, 2014
KNEEN, TIMOTHY, BARNARD	Member	D	yes	01/2014	Jan 17, 2014	Nov 19, 2014

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
FORT COLLINS	Co	United States	n/a	no
GREENWOOD VILLAGE	Co	United States	n/a	no
SIOUX FALLS	Sd	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 28, 2014	$454M	$395M	19	12	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$1.1B	n/a	n/a	n/a	n/a	19	n/a	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
IFAM CAPITAL	6	Mar 24, 2015	Apr 15, 2015	GREENWOOD VILLAGE, CO	Firm absorbed	Other	100.0%

Relationships

Controls (2)

← KNEEN, TIMOTHY, BARNARDOwnerMEMBER, ownership code D, individual
Jan 17, 2014 to presentfactForm ADV
← HARTMAN, CLAYTON, ERNESTOwnerMEMBER & CHIEF COMPLIANCE OFFICER, ownership code D, individual
Jan 17, 2014 to presentfactForm ADV

Moved with (1)

→ IFAM CAPITALRegistered adviser6 advisors, firm absorbed, same day
Mar 24, 2015 to Apr 15, 2015factForm ADV

Registered with (6)

← BRIAN PATRICK SULLIVANAdvisorregistration: previous registration
Jan 17, 2014 to Mar 24, 2015factForm ADV
← WAYNE CARL JAMERSONAdvisorregistration: previous registration
Jan 17, 2014 to Mar 24, 2015factForm ADV
← ALAN DIXON BEUGGAdvisorregistration: previous registration
Jan 29, 2014 to Mar 24, 2015factForm ADV
← BRYCE WALKER SOWITCHAdvisorregistration: previous registration
Aug 29, 2014 to Mar 24, 2015factForm ADV
← JEFFREY JOHN GORDONAdvisorregistration: previous registration
Jan 27, 2014 to Mar 24, 2015factForm ADV
← DANIEL THOMAS GAMACHEAdvisorregistration: previous registration
Jan 24, 2014 to Mar 24, 2015factForm ADV

Dated events

Occurred
Jan 17, 2014
Succession filed (Item 4)
Arlene Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago
Occurred
Nov 4, 2013
First Form ADV filing
Arlene Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:217bdc86-7fc1-1166-558e-857e1cae0ca7
First observed: Nov 4, 2013
Last observed: Nov 19, 2014 144 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

IFM CAPITAL ADVISORS, LLC

CRD 169587

GREENWOOD VILLAGE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:217bdc86-7fc1-1166-558e-857e1cae0ca7

Data as of Nov 19, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:59 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HARTMAN, CLAYTON, ERNEST

MEMBER & CHIEF COMPLIANCE OFFICER

yes

01/2014

Jan 17, 2014

Nov 19, 2014

KNEEN, TIMOTHY, BARNARD

Member

yes

01/2014

Jan 17, 2014

Nov 19, 2014

City

State

Country

Employees

Also broker-dealer

FORT COLLINS

United States

n/a

GREENWOOD VILLAGE

United States

n/a

SIOUX FALLS

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 28, 2014

$454M

$395M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$1.1B

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

IFAM CAPITAL

Mar 24, 2015

Apr 15, 2015

GREENWOOD VILLAGE, CO

Firm absorbed

Other

100.0%