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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

BRIAN PATRICK SULLIVAN

Advisor at FOCUS PARTNERS WEALTH, LLC

Fort Collins, CO

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Search this name across graphsid dfx:ria:a23d1f60-bd52-1aab-fef2-ecdfc77751f1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 25, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOCUS PARTNERS WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 23, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 23, 1993
First registration: Feb 25, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 2346836

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOCUS PARTNERS WEALTH, LLC	Independent wealth	Jan 6, 2026	n/a	yes	Fort Collins, CO	Current employment
NORTHCOAST ASSET MANAGEMENT LLC	Independent wealth	Jan 8, 2025	Mar 20, 2026	no	FORT COLLINS, CO	Previous registration
NORTHCOAST ASSET MANAGEMENT LLC	Independent wealth	Jul 1, 2024	Dec 31, 2024	no	Fort Collins, CO	Previous registration
IFAM CAPITAL	Former SEC adviser	Apr 9, 2015	Jul 3, 2024	no	FORT COLLINS, CO	Previous registration
IFM CAPITAL ADVISORS, LLC	Former SEC adviser	Jan 17, 2014	Mar 24, 2015	no	FORT COLLINS, CO\|GREENWOOD VILLAGE, CO	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 19, 2007	Jan 29, 2014	no	FORT COLLINS, CO\|FORT COLLINS, CO	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 25, 1999	Oct 29, 2007	no	FORT COLLINS, CO\|FORT COLLINS, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHCOAST ASSET MANAGEMENT LLC	FOCUS PARTNERS WEALTH, LLC	Mar 20, 2026	Jan 6, 2026	-73	Bulk transfer	RIA to RIA
IFAM CAPITAL	NORTHCOAST ASSET MANAGEMENT LLC	Jul 3, 2024	Jul 1, 2024	-2	Firm change	RIA to RIA
IFM CAPITAL ADVISORS, LLC	IFAM CAPITAL	Mar 24, 2015	Apr 9, 2015	16	Firm change	Other
UBS FINANCIAL SERVICES INC.	IFM CAPITAL ADVISORS, LLC	Jan 29, 2014	Jan 17, 2014	-12	Firm change	Wirehouse to new firm
CITIGROUP GLOBAL MARKETS INC.	UBS FINANCIAL SERVICES INC.	Oct 29, 2007	Oct 19, 2007	-10	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
175084:282241:CO:2024-07-03	Jul 3, 2024	Jul 1, 2024	FORT COLLINS, CO	Firm change
169587:175084:CO:2015-03-24	Mar 24, 2015	Apr 9, 2015	GREENWOOD VILLAGE, CO	Firm change

Relationships

Registered with (6)

→ FOCUS PARTNERS WEALTH, LLCRegistered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ NORTHCOAST ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 8, 2025 to Mar 20, 2026factForm ADV
→ IFAM CAPITALRegistered adviserregistration: previous registration
Apr 9, 2015 to Jul 3, 2024factForm ADV
→ IFM CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 17, 2014 to Mar 24, 2015factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 19, 2007 to Jan 29, 2014factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 25, 1999 to Oct 29, 2007factForm ADV

Dated events

Occurred
Jul 3, 2024
Advisor changed firm
Brian Patrick Sullivan left Ifam Capital for Northcoast Asset Management Llc (registered 2024-07-01)
Form ADVobserved 5 days ago