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RIA / WealthAdvisorCertified Financial Planner12 years in industry

Susan Diane Auer

Advisor at RFG ADVISORY, LLC

COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:217ca2b9-2014-82bf-7a19-14dba6a9ace4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 20, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RFG ADVISORY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Apr 2, 2014
First registration: Nov 20, 2014
Dual registered: no
Other names: SUSAN DIANE WATTS|SUSAN AUER|SUSAN D AUER
IAPD individual key: 6300535

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RFG ADVISORY, LLC	Independent wealth	Jan 8, 2024	n/a	yes	COLORADO SPRINGS, CO	Current employment
ACCELERATED WEALTH ADVISORS LLC	Independent wealth	Jan 5, 2021	Jan 8, 2024	no	COLORADO SPRINGS, CO	Previous registration
T. ROWE PRICE ADVISORY SERVICES, INC.	Bd affiliated wealth	Nov 17, 2020	Nov 23, 2020	no	Colorado Springs, CO	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Jan 8, 2018	Jul 8, 2020	no	SAN ANTONIO, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Nov 20, 2014	Jan 8, 2018	no	COLORADO SPRINGS, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ACCELERATED WEALTH ADVISORS LLC	RFG ADVISORY, LLC	Jan 8, 2024	Jan 8, 2024	0	Firm change	RIA to RIA
T. ROWE PRICE ADVISORY SERVICES, INC.	ACCELERATED WEALTH ADVISORS LLC	Nov 23, 2020	Jan 5, 2021	43	Firm change	RIA to RIA
USAA INVESTMENT SERVICES COMPANY	T. ROWE PRICE ADVISORY SERVICES, INC.	Jul 8, 2020	Nov 17, 2020	132	Firm change	Other
USAA FINANCIAL PLANNING SERVICES	USAA INVESTMENT SERVICES COMPANY	Jan 8, 2018	Jan 8, 2018	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
170022:158401:CO:2024-01-08	Jan 8, 2024	Jan 8, 2024	COLORADO SPRINGS, CO	Firm change

Relationships

Registered with (5)

→ RFG ADVISORY, LLCRegistered adviserregistration: current employment
Jan 8, 2024 to presentfactForm ADV
→ ACCELERATED WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Jan 5, 2021 to Jan 8, 2024factForm ADV
→ T. ROWE PRICE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Nov 17, 2020 to Nov 23, 2020factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Jan 8, 2018 to Jul 8, 2020factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Nov 20, 2014 to Jan 8, 2018factForm ADV

Dated events

Occurred
Jan 8, 2024
Advisor changed firm
Susan Diane Auer left Accelerated Wealth Advisors Llc for Rfg Advisory, Llc (registered 2024-01-08)
Form ADVobserved 5 days ago