DFX Intelligence

B•••• D•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

B•••• D•••• S••••

Advisor at L•• F•••••••• L••

BEAVERCREEK, OH

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Search this name across graphsid dfx:ria:21a189ca-0557-8225-12c7-9dc513836dbe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 11, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 26, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 8, 2019	n/a	yes	BEAVERCREEK, OH	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	May 9, 2018	Jul 8, 2019	no	BEAVERCREEK, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	L•• F•••••••• L••	Jul 8, 2019	Jul 8, 2019	0	Firm change	Ibd to RIA
L•• F•••••••• L••	S••••••••• A•••••• A•••••••• I•••	May 29, 2018	May 9, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
110518:6413:OH:2019-07-08	Jul 8, 2019	Jul 8, 2019	BEAVERCREEK, OH	Firm change
6413:110518:OH:2018-05-29	May 29, 2018	May 9, 2018	BEAVERCREEK, OH	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 24, 2011 to May 29, 2018factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
May 9, 2018 to Jul 8, 2019factForm ADV
→ I••••••••• A••••••• I••••••••• I•••Registered adviserregistration: previous registration
Jan 11, 2008 to Mar 23, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21a189ca-0557-8225-12c7-9dc513836dbe
First observed: Jan 11, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.