B•••• D•••• S••••

• L•• F•••••••• L•• BD affiliated current
  since Jul 8, 2019 · Beavercreek, Oh
• S••••••••• A•••••• A•••••••• I••• former
  May 9, 2018 to Jul 8, 2019 · Beavercreek, Oh
• L•• F•••••••• L•• BD affiliated
  Mar 24, 2011 to May 29, 2018 · Cincinnati, Oh
• I••••••••• A••••••• I••••••••• I••• unclassified
  Jan 11, 2008 to Mar 23, 2011 · Dayton, Oh

• S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••
  left Jul 8, 2019, registered Jul 8, 2019 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• L•• F•••••••• L•• to S••••••••• A•••••• A•••••••• I•••
  left May 29, 2018, registered May 9, 2018 (-20 days) · RIA to affiliated broker-dealer or bank · moved with a team
• I••••••••• A••••••• I••••••••• I••• to L•• F•••••••• L••
  left Mar 23, 2011, registered Mar 24, 2011 (1 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address