DFX Intelligence

G••• T••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst28 years in industry

G••• T••••• H•••••

Advisor at H•• W•••••

SAN RAFAEL, CA

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Search this name across graphsid dfx:ria:21a22b10-df58-038c-f166-161a0648758f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 9, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 9, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•• W•••••	Independent wealth	Jan 1, 2025	n/a	yes	SAN RAFAEL, CA	Current employment
H•• W•••••	Independent wealth	Nov 12, 2009	Dec 31, 2011	no	SAN RAFAEL, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• S••••• S••••••••• •••• L••	H•• W•••••	Apr 16, 2004	Nov 12, 2009	2,036	Firm change after gap	Other

Relationships

Registered with (2)

→ H•• W•••••Registered adviserregistration: previous registration
Nov 12, 2009 to Dec 31, 2011factForm ADV
→ C••••• S••••• S••••••••• •••• L••Registered adviserregistration: previous registration
Sep 9, 2003 to Apr 16, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21a22b10-df58-038c-f166-161a0648758f
First observed: Sep 9, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.