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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

DALE DELISLE

Advisor at CHARLES SCHWAB & CO., INC.

Trophy Club, TX | Phoenix, AZ

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Search this name across graphsid dfx:ria:21a3fb0e-6c9c-88b7-1185-b9d67bc5023e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 11, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 22, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Aug 22, 2005
First registration: Feb 11, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 4976546

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 4, 2022	n/a	yes	Phoenix, AZ\|Trophy Club, TX	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Dec 9, 2014	Mar 10, 2016	no	FORT WORTH, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Sep 14, 2009	Oct 14, 2022	no	FORT WORTH, TX\|Westlake, TX\|WestLake, TX\|Westlake, TX\|Westlake, TX	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Feb 11, 2008	May 7, 2008	no	WESTLAKE, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	Dec 9, 2014	-2,866	Bulk transfer	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Mar 10, 2016	Oct 4, 2022	2,399	Firm change after gap	Other
STRATEGIC ADVISERS LLC	TD AMERITRADE, INC.	May 7, 2008	Sep 14, 2009	495	Firm change after gap	Ibd to new firm

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Oct 4, 2022 to presentfactForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Sep 14, 2009 to Oct 14, 2022factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 9, 2014 to Mar 10, 2016factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Feb 11, 2008 to May 7, 2008factForm ADV

Dated events

No dated event names this entity yet.