DFX Intelligence

J•••• B••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor24 years in industry

J•••• B••••• S••••••

Advisor at A••••••• S•••••• M••••••••• L••

NEW YORK, NY | Redwood City, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:21ab4374-152d-f244-22f8-6efc3513d159

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jun 19, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• S•••••• M••••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jun 19, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• S•••••• M••••••••• L••	Other adviser	Mar 24, 2026	n/a	yes	Redwood City, CA\|NEW YORK, NY	Current employment
A••••••• A•••• M••••••••• I•••	Mixed wealth	Apr 6, 2023	Oct 28, 2025	no	Redwood City, CA\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• A•••• M••••••••• I•••	A••••••• S•••••• M••••••••• L••	Oct 28, 2025	Mar 24, 2026	147	Firm change	Other
C•••••••• I••••••••• P•••••••• L••	A••••••• A•••• M••••••••• I•••	Apr 17, 2023	Apr 6, 2023

Relationships

Registered with (5)

→ A••••••• S•••••• M••••••••• L••Registered adviserregistration: current employment
Mar 24, 2026 to presentfactForm ADV
→ A••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 6, 2023 to Oct 28, 2025factForm ADV
→ C•••••••• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
Jun 23, 2017 to Apr 17, 2023factForm ADV
→ M••••• S••••••

Dated events

Occurred
Oct 28, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 17, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21ab4374-152d-f244-22f8-6efc3513d159
First observed: Jun 19, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.