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Advisor at VANDALIA WEALTH
GREENVILLE, NC | CHARLESTON, WV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANDALIA WEALTH | Independent wealth | Jul 2, 2026 | n/a | yes | GREENVILLE, NC|CHARLESTON, WV | Current employment |
| AXXCESS WEALTH MANAGEMENT, LLC | Independent wealth | Jan 29, 2025 | Jul 2, 2026 | no | Greenville, NC|CARLSBAD, CA | Previous registration |
| FORVIS MAZARS WEALTH ADVISORS, LLC | Independent wealth | Jun 1, 2022 | Jan 30, 2025 | no | SPRINGFIELD, MO|Greenville, NC|Norfolk, VA | Previous registration |
| DIXON HUGHES GOODMAN WEALTH ADVISORS LLC | Former SEC adviser | Jan 3, 2017 | Aug 24, 2022 | no | Greenville, NC | Previous registration |
| DIXON HUGHES GOODMAN WEALTH ADVISORS LLC | Former SEC adviser | May 12, 2011 | Dec 31, 2016 | no | GREENVILLE, NC | Previous registration |
| MID-ATLANTIC SECURITIES, INC. | Former SEC adviser | May 20, 2009 | Mar 2, 2010 | no | GREENVILLE, NC|RALEIGH, NC|RALEIGH, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AXXCESS WEALTH MANAGEMENT, LLC | VANDALIA WEALTH | Jul 2, 2026 | Jul 2, 2026 | 0 | Firm change | RIA to RIA |
| FORVIS MAZARS WEALTH ADVISORS, LLC | AXXCESS WEALTH MANAGEMENT, LLC | Jan 30, 2025 | Jan 29, 2025 | -1 | Firm change | RIA to RIA |
| DIXON HUGHES GOODMAN WEALTH ADVISORS LLC | FORVIS MAZARS WEALTH ADVISORS, LLC | Aug 24, 2022 | Jun 1, 2022 | -84 | Firm change after gap | RIA to RIA |
| MID-ATLANTIC SECURITIES, INC. | DIXON HUGHES GOODMAN WEALTH ADVISORS LLC | Mar 2, 2010 | May 12, 2011 | 436 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110905:164081:VA:2025-01-30 | Jan 30, 2025 | Jan 29, 2025 | NORFOLK, VA | Firm change |
| 109279:110905:NC:2022-08-24 | Aug 24, 2022 | Jun 1, 2022 | GREENVILLE, NC | Firm change after gap |