DFX Intelligence

A•••• M••••••••• G•••• I••••••••• C••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

A•••• M••••••••• G•••• I••••••••• C••••

CRD 168369

GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:21caf6f5-1516-6e77-05f9-f3fba91fdf2e

Data as of Dec 24, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 51
Dated events: 1
On other graphs: 4
Observed: Jul 22, 2013 to Dec 24, 2025
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

A•••• M••••••••• G•••• I••••••••• C••••

Venture manager · shared crd

Independent Sponsorsidentity

A•••• M••••••••• G•••• I••••••••• C••••

Capital provider to sponsors · shared crd

Private Equityidentity

A•••• M••••••••• G•••• I••••••••• C••••

Private equity manager · shared crd

Real Estate Fundsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $151M••• Locked
Discretionary RAUM: $151M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••• C•••••••• L••	Real Estate Fund	$32.8M	Dec 23, 2014	3	Jul 22, 2013	dropped	n/a
A••• H•••• F••• L•••	Hedge Fund	$29.1M	Dec 24, 2025

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• M••••••••• G•••• H•••••• C••	Shareholder	E	yes	04/1981	Jul 22, 2013	Dec 19, 2024
B•••••••• M••••••• D•••	Partner	C	yes	01/1987	Jul 22, 2013	Dec 19, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••• M••••••••• L••	n/a	n/a	n/a	Y	yes	n/a
A•• N••••••• T•••• B•••	n/a	n/a	n/a	N	yes	Co

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$151M	$189M	-20.2%	$289M	-19.4%	2	2	0	0

Relationships

Advises (46)

→ A••••• S•••• C•• H•••• F•••• L•••Private fundHedge Fund, IA
Jul 22, 2013 to presentfactForm ADV
→ C••••• V• D•••••• L•••Private fundVenture Capital Fund, IA
Jul 22, 2013 to presentfactForm ADV
→ C••••• V• D••••• I•• L•••Private fundVenture Capital Fund, IA
Dec 23, 2014 to presentfactForm ADV
→ H••• Y•••• O••••••••• F••• I•• L•••

Dated events

Occurred
Jul 22, 2013
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21caf6f5-1516-6e77-05f9-f3fba91fdf2e
First observed: Jul 22, 2013
Last observed: Dec 24, 2025 9 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.