DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

A•••• M••••••••• G•••• I••••••••• C••••

Asset manager (funds and pooled vehicles)Greenwood Village, ColoradoCRD 168369SEC 801-78374IAPD

Latest filing Dec 24, 2025

First filing on the tape Jul 22, 2013 · 17 filings

SEC status approved since Aug 5, 2013

RAUM

$151M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

17 filings and snapshots on the tape

RAUM$151M as of Dec 24, 2025

Dec 23, 2013$444M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Dec 24, 2025

Dec 23, 20130 then

Employees (5.A)2 as of Dec 24, 2025

Dec 23, 20132 then

Private funds18 as of Dec 24, 2025

Dec 23, 201344 then

RAUM -20% over the last fiscal year-19% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Dec 24, 2025; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $8.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -13%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, hourly, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody: $151M, 18 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)
a related person acts as qualified custodian (9.D.2)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$151M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 18reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $151M for 18 clientsreported
Compensation: % of AUM, hourly, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

46 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
A••• C•••••••• L••no longer reported	Real Estate Fund	$32.8M	3	Jul 22, 2013
A••• H•••• F••• L•••	Hedge Fund	$28.4M	28	Jul 22, 2013
C••••• V•••••• F••• V•••• L•••	Venture Capital Fund	$25.9M	82	Jul 22, 2013
P••••••••• V•••••• F••• V••• L•••	Venture Capital Fund	$20.9M	36	Jul 22, 2013
A••••• S•••• C•• H•••• F•••• L•••	Hedge Fund	$19.5M	16	Jul 22, 2013
T•• V•••••• F••••• I••••••••• C•••••• L•••no longer reported	Other Private Fund	$18.9M	9	Jul 22, 2013
H• F••••• L•••••• P••••••••• L•••no longer reported	Other Private Fund	$18.9M	11	Jul 22, 2013
M•••• L•••no longer reported	Other Private Fund	$12.9M	7	Jul 22, 2013
I••••••••• E••••• I•••• F••• I•• A••••••••• L•••no longer reported	Hedge Fund	$12.6M	96	Jul 22, 2013
Z••••• T••••••••• H•••• F•••• L•••	Hedge Fund	$12.2M	14	Jul 22, 2013
C••••• L• D•••••• L•••	Venture Capital Fund	$12.0M	25	Jul 22, 2013
C••••• F• D•••••• L•••	Venture Capital Fund	$11.3M	34	Apr 22, 2015
C••••• V• D••••• I•• L•••	Venture Capital Fund	$10.5M	18	Dec 23, 2014
R•••••• E••••• F•••• L••no longer reported	Real Estate Fund	$9.6M	43	Jul 22, 2013
C••••• V• D•••••• L•••	Venture Capital Fund	$7.9M	32	Jul 22, 2013
P••••• F••••• L•••••• P••••••••• L•••no longer reported	Other Private Fund	$7.0M	11	Jul 22, 2013
K••••• F••••• I••••••••• L•••no longer reported	Other Private Fund	$6.8M	6	Jul 22, 2013
J•• F••••• P••••••••• L•••no longer reported	Other Private Fund	$5.6M	22	Dec 23, 2013
A•••• P•••••• R••• E••••• F••• V• L••no longer reported	Real Estate Fund	$5.5M	64	Jul 22, 2013
J••••• M• K•••• L•••••• P••••••••• N•• 1•no longer reported	Other Private Fund	$5.4M	8	Jul 22, 2013
W••••• R•••• E•••••• L••no longer reported	Real Estate Fund	$4.2M	1	Jul 22, 2013
B•••••• V•••••• F••• V•• L•••	Venture Capital Fund	$4.1M	46	Jul 22, 2013
H••• Y•••• O••••••••• F••• I•• L•••	Private Equity Fund	$3.4M	75	Jul 22, 2013
G••••• S•••••• O••••••••• F••• I• L•••	Private Equity Fund	$3.2M	34	Jul 22, 2013
J••••• M• K•••• L•••••• P••••••••• N•• 2•no longer reported	Other Private Fund	$3.0M	8	Jul 22, 2013
C••••• R••••••••• D••••• L•••	Venture Capital Fund	$2.4M	17	Dec 23, 2013
C••••• L••••• P•••••••• L•••no longer reported	Other Private Fund	$2.3M	9	Jul 22, 2013
M• M•••••••••no longer reported	Real Estate Fund	$2.1M	2	Jul 22, 2013
C••••• F•••••••• F••• I• L•••	Private Equity Fund	$2.1M	54	Jul 22, 2013
E•••••••• E••••• F•••• L••no longer reported	Real Estate Fund	$1.8M	48	Jul 22, 2013
A••••• R••••• F••• L••no longer reported	Real Estate Fund	$1.8M	40	Jul 22, 2013
C•••••••• P••••••••• L••no longer reported	Real Estate Fund	$1.5M	2	Jul 22, 2013
I••••••••• P•••••• E••••• F••• I• L•••	Private Equity Fund	$887,413	80	Jul 22, 2013
A•••••••• V•••••• F••• V• L•••	Venture Capital Fund	$427,114	40	Jul 22, 2013
M•••• V•••••• F••• I•• L•••no longer reported	Venture Capital Fund	$322,916	34	Jul 22, 2013
C•••••• V•••••• F••• I•• L•••no longer reported	Venture Capital Fund	$88,800	39	Jul 22, 2013
G•••••• V•••••• F••• I••• L•••no longer reported	Venture Capital Fund	$82,632	36	Jul 22, 2013
C••••• E•• E••••• F•••• L•••no longer reported	Real Estate Fund	$38,455	19	Jul 22, 2013
U• B••••• L••no longer reported	Real Estate Fund	$11,477	1	Jul 22, 2013
Z••••• C••• L•••no longer reported	Hedge Fund	$9,302	33	Jul 22, 2013

All funds of A•••• M••••••••• G•••• I••••••••• C••••

Owners and control persons

Schedule A and B, latest filing

B•••••••• M••••••• D••• · Chief Compliance Officer, Vice Presidentcontrol
since 04/1981 · owns less than 5%
W•••••• E•••• L•••• · President, Treasurercontrol
since 04/1981 · owns less than 5%
B•••••••• M••••••• D••• · Partnercontrol
since 01/1987 · owns 25% to 50% of A•••• M••••••••• G•••• H•••••• C••
W•••••• E•••• L•••• · Partnercontrol
since 01/1987 · owns 50% to 75% of A•••• M••••••••• G•••• H•••••• C••

Entity owners

A•••• M••••••••• G•••• H•••••• C•• · Shareholder
direct · owns 75% or more

Related persons

Schedule D 7.A

A••• M••••••••• L••
pooled vehicle sponsory
A•• N••••••• T•••• B•••
custodiann

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Assets in custody · $164M to $151M
Dec 19, 2024 to Dec 24, 2025
Financial planning clients · unset to
Dec 19, 2024 to Dec 24, 2025
Discretionary RAUM · $164M to $151M
Dec 19, 2024 to Dec 24, 2025
Pooled vehicle RAUM · $164M to $151M
Dec 19, 2024 to Dec 24, 2025
RAUM · $164M to $151M
Dec 19, 2024 to Dec 24, 2025
Related adviser · false to true
Dec 19, 2024 to Dec 24, 2025
Accounts · 19 to 18
Dec 22, 2023 to Dec 19, 2024
Pooled vehicle clients · 19 to 18
Dec 22, 2023 to Dec 19, 2024
Assets in custody · $190M to $164M
Dec 22, 2023 to Dec 19, 2024
Private funds · 19 to 18
Dec 22, 2023 to Dec 19, 2024
Discretionary RAUM · $189M to $164M
Dec 22, 2023 to Dec 19, 2024
Pooled vehicle RAUM · $189M to $164M
Dec 22, 2023 to Dec 19, 2024
RAUM · $189M to $164M
Dec 22, 2023 to Dec 19, 2024
Accounts · 20 to 19
Jan 3, 2023 to Dec 22, 2023
Pooled vehicle clients · 20 to 19
Jan 3, 2023 to Dec 22, 2023
Assets in custody · $208M to $190M
Jan 3, 2023 to Dec 22, 2023
Private funds · 20 to 19
Jan 3, 2023 to Dec 22, 2023
Discretionary RAUM · $208M to $189M
Jan 3, 2023 to Dec 22, 2023
Pooled vehicle RAUM · $208M to $189M
Jan 3, 2023 to Dec 22, 2023
RAUM · $208M to $189M
Jan 3, 2023 to Dec 22, 2023
Assets in custody · $289M to $208M
Dec 23, 2021 to Jan 3, 2023
Discretionary RAUM · $289M to $208M
Dec 23, 2021 to Jan 3, 2023
Pooled vehicle RAUM · $289M to $208M
Dec 23, 2021 to Jan 3, 2023
RAUM · $289M to $208M
Dec 23, 2021 to Jan 3, 2023
Accounts · 22 to 20
Dec 24, 2020 to Dec 23, 2021
Pooled vehicle clients · 22 to 20
Dec 24, 2020 to Dec 23, 2021
Assets in custody · $259M to $289M
Dec 24, 2020 to Dec 23, 2021
Private funds · 22 to 20
Dec 24, 2020 to Dec 23, 2021
Discretionary RAUM · $259M to $289M
Dec 24, 2020 to Dec 23, 2021
Pooled vehicle RAUM · $259M to $289M
Dec 24, 2020 to Dec 23, 2021
RAUM · $259M to $289M
Dec 24, 2020 to Dec 23, 2021
Accounts · 24 to 22
Dec 24, 2019 to Dec 24, 2020
Pooled vehicle clients · 24 to 22
Dec 24, 2019 to Dec 24, 2020
Assets in custody · $289M to $259M
Dec 24, 2019 to Dec 24, 2020
Private funds · 24 to 22
Dec 24, 2019 to Dec 24, 2020
Discretionary RAUM · $289M to $259M
Dec 24, 2019 to Dec 24, 2020
Pooled vehicle RAUM · $289M to $259M
Dec 24, 2019 to Dec 24, 2020
RAUM · $289M to $259M
Dec 24, 2019 to Dec 24, 2020
Assets in custody · $282M to $289M
Dec 20, 2018 to Dec 24, 2019
Discretionary RAUM · $282M to $289M
Dec 20, 2018 to Dec 24, 2019

Signals

1 dated events

A•••• M••••••••• G•••• I••••••••• C•••• filed its initial SEC registration (Form ADV)
Jul 22, 2013 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

A•••• M••••••••• G•••• I••••••••• C•••• · Independent Sponsors
shared crd · capital_provider
A•••• M••••••••• G•••• I••••••••• C•••• · Private Equity
shared crd · organization
A•••• M••••••••• G•••• I••••••••• C•••• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Principal office phone: 303-694-2190reportedpublic record, Form ADV, Dec 24, 2025

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

A•••• M••••••••• G•••• I••••••••• C•••• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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