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Advisor at KINLOCH CAPITAL, LLC
GLEN ALLEN, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KINLOCH CAPITAL, LLC | Independent wealth | May 31, 2019 | n/a | yes | GLEN ALLEN, VA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 16, 2009 | May 28, 2019 | no | RICHMOND, VA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 9, 2006 | Jan 21, 2009 | no | RICHMOND, VA | Previous registration |
| WEALTHCARE CAPITAL MANAGEMENT LLC | Independent wealth | Sep 15, 2004 | Nov 9, 2005 | no | RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | KINLOCH CAPITAL, LLC | May 28, 2019 | May 31, 2019 | 3 | Firm change | Wirehouse to new firm |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 21, 2009 | Jan 16, 2009 | -5 | Firm change | Wirehouse to wirehouse |
| WEALTHCARE CAPITAL MANAGEMENT LLC | WELLS FARGO ADVISORS | Nov 9, 2005 | Feb 9, 2006 | 92 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:300735:VA:2019-05-28 | May 28, 2019 | May 31, 2019 | RICHMOND, VA | Firm change |