This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

2

Registered states

1

Exams

S66

First exam

Jan 6, 2015

First registration

Jan 9, 2015

Dual registered

yes, broker-dealer

Other names

ELLYS D FRIAS|ELLYS D FRIAS

IAPD individual key

5954042

• Occurred

  Oct 17, 2024
  Advisor changed firm

  Ellys De Socorro Frias left Morgan Stanley for Raymond James & Associates, Inc. (registered 2024-10-04)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:21dbaad5-03df-ef5c-9ed2-b7e7362051ed

First observed

Jan 9, 2015

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.