RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• D• S•••••• F••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Dec 2, 2025 · Hialeah, Fl
- R•••••• J•••• • A••••••••• I••• national BD currentsince Oct 4, 2024 · St. Petersburg, Fl
- M••••• S•••••• wirehouseJan 27, 2015 to Oct 17, 2024 · Miami, Fl
- R•• C•••••• M••••••• L•• national BDJan 9, 2015 to Jan 29, 2015 · Miami, Fl
- M••••• S•••••• to R•••••• J•••• • A••••••••• I•••left Oct 17, 2024, registered Oct 4, 2024 (-13 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- R•• C•••••• M••••••• L•• to M••••• S••••••left Jan 29, 2015, registered Jan 27, 2015 (-2 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- E•••• D• S•••••• F•••• left M••••• S•••••• for R•••••• J•••• • A••••••••• I••• (registered 2024-10-04)Oct 17, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address