DFX Intelligence

K•••• V•••••• M•••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

K•••• V•••••• M•••••• C•••••

Advisor at M••••• S••••••

Miami, FL

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Search this name across graphsid dfx:ria:21e79104-d317-287a-27d7-1c2e19c47750

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 22, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	May 6, 2016	n/a	yes	Miami, FL	Current employment
I••••••• W••••• A•••••••• L••	Former SEC adviser	Mar 11, 2016	Apr 25, 2016	no	MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• W••••• A•••••••• L••	M••••• S••••••	Apr 25, 2016	May 6, 2016	11	Firm change	Other
R•••••• J•••• • A••••••••• I•••	I••••••• W••••• A•••••••• L••	Jan 25, 2016	Mar 11, 2016

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: previous registration
Mar 29, 2012 to Apr 9, 2013factForm ADV
→ I••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 11, 2016 to Apr 25, 2016factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Jun 16, 2014 to Jan 25, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21e79104-d317-287a-27d7-1c2e19c47750
First observed: Mar 29, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.