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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

INSIGNEO WEALTH ADVISORS, LLC

CRD 112706

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:319060e7-01fa-47c7-ea27-2305ff0bf156

Data as of Mar 12, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 47
Dated events: 3
On other graphs: 0
Observed: Mar 30, 2012 to Mar 12, 2021
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $21.9MItem 5.F on the latest filing (2021-03-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $21.8M
Private client RAUM: $19.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 23
Individual clients: 9
High net worth clients: 6
SEC number: 801-72275
CRD: 112706
Filings on the tape: 23
First filed: Mar 30, 2012
Latest filed: Mar 12, 2021
Organised: Limited Liability Company, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARNETT, GEORGE, WASHINGTON	GENERAL COUNSEL, CHIEF RISK OFFICER & GLOBAL COMPLIANCE	Na	yes	01/2018	Mar 29, 2018	Mar 12, 2021
DEONTANON, DANIEL	PRESIDENT/MANAGING DIRECTOR	Na	yes	10/2020	Nov 13, 2020	Mar 12, 2021
GUTIERREZ JUNCO, BEATRIZ	CHIEF COMPLIANCE OFFICER	Na	yes	10/2012	Nov 1, 2012	Mar 12, 2021
HENRIQUEZ, RAUL	Trustee	F	yes	12/2006	Mar 30, 2012	Mar 12, 2021
INSIGNEO FINANCIAL HOLDINGS, LLC	Member	E	yes	02/2017	Nov 13, 2020	Mar 12, 2021
R-HENRIQUEZ HOLDINGS, LLC	Shareholder	E	yes	02/2017	Mar 30, 2012	Mar 12, 2021
RH CHILDREN'S TRUST	Member	C	yes	02/2017	Apr 4, 2017	Mar 12, 2021
RH REVOCABLE TRUST	Member	E	yes	12/2006	Apr 4, 2017	Mar 12, 2021
Silva Henriquez, Sara, Roxana	CO-TRUSTEE	F	yes	02/2017	Apr 4, 2017	Mar 12, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
INSIGNEO ADVISORY SERVICES, LLC	n/a	Mixed wealth	$5.2B	N	yes	n/a
INSIGNEO ASESORES LATAM	n/a	n/a	n/a	N	yes	n/a
INSIGNEO ASESORES URUGUAY	n/a	n/a	n/a	N	yes	n/a
INSIGNEO CAPITAL S.A.	n/a	n/a	n/a	N	yes	n/a
INSIGNEO SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 12, 2021	$21.9M	$21.8M	4	3	0	n/a	n/a
2019	Mar 25, 2020	$103M	$84.6M	12	4	0	n/a	n/a
2018	Mar 29, 2019	$105M	$74.5M	12	4	0	1	$26.4M
2017	Mar 29, 2018	$177M	$112M	19	7	0	1	$37.1M
2016	Mar 29, 2017	$189M	$152M	26	13	n/a	1	$31.1M
2015	Mar 28, 2016	$426M	$204M	32	22	n/a	n/a	n/a
2014	Mar 27, 2015	$420M	$122M	22	16	n/a	n/a	n/a
2013	Mar 20, 2014	$256M	$109M	14	12	n/a	n/a	n/a
2012	Mar 21, 2013	$123M	$109M	14	8	n/a	n/a	n/a
2011	Mar 30, 2012	$102M	$90.5M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$21.9M	$103M	-78.8%	$177M	-50.2%	4	12	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
GLOBAL KANDOR ADVISORS, LLC	2	Oct 19, 2020	Mar 10, 2022	MIAMI, FL	Team lift out	RIA to new firm	66.7%
INSIGNEO ADVISORY SERVICES, LLC	2	Feb 19, 2019	Feb 15, 2019	MIAMI, FL	Team lift out	Other	50.0%
INSIGNEO ADVISORY SERVICES, LLC	2	Dec 14, 2018	Jan 24, 2018	MIAMI, FL	Team lift out	Other	25.0%
INSIGNEO ADVISORY SERVICES, LLC	2	Nov 18, 2016	Apr 27, 2016	MIAMI, FL	Team lift out	Other	15.4%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RBC CAPITAL MARKETS, LLC	3	Apr 6, 2015	May 26, 2015	MIAMI, FL	Team lift out	Other	0.2%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Mar 25, 2015	Apr 13, 2015	HOUSTON, TX	Team lift out	Other	0.0%

Relationships

Affiliated with (3)

→ INSIGNEO ADVISORY SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV
← ALPHA CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
← CALVO FUNDS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (9)

← ARNETT, GEORGE, WASHINGTONOwnerGENERAL COUNSEL, CHIEF RISK OFFICER & GLOBAL COMPLIANCE, ownership code NA, individual
Mar 29, 2018 to presentfactForm ADV
← HENRIQUEZ, RAULOwnerTRUSTEE, ownership code F, individual
Mar 30, 2012 to presentfactForm ADV
← DEONTANON, DANIELOwnerPRESIDENT/MANAGING DIRECTOR, ownership code NA, individual
Nov 13, 2020 to presentfactForm ADV
← GUTIERREZ JUNCO, BEATRIZOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 1, 2012 to presentfactForm ADV
← Silva Henriquez, Sara, RoxanaOwnerCO-TRUSTEE, ownership code F, individual
Apr 4, 2017 to presentfactForm ADV
← INSIGNEO FINANCIAL HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Nov 13, 2020 to presentfactForm ADV
← R-HENRIQUEZ HOLDINGS, LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← RH CHILDREN'S TRUSTOwnerMEMBER, ownership code C, domestic entity
Apr 4, 2017 to presentfactForm ADV
← RH REVOCABLE TRUSTOwnerMEMBER, ownership code E, domestic entity
Apr 4, 2017 to presentfactForm ADV

Moved with (4)

→ GLOBAL KANDOR ADVISORS, LLCRegistered adviser2 advisors, team lift out
Oct 19, 2020 to Mar 10, 2022factForm ADV
→ INSIGNEO ADVISORY SERVICES, LLCRegistered adviser2 advisors, team lift out, same day
Feb 19, 2019 to Feb 15, 2019factForm ADV
← RBC CAPITAL MARKETS, LLCRegistered adviser3 advisors, team lift out
Apr 6, 2015 to May 26, 2015factForm ADV
← MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviser2 advisors, team lift out
Mar 25, 2015 to Apr 13, 2015factForm ADV

Registered with (24)

← LUIS HELIODORO NAVASAdvisorregistration: previous registration
Dec 7, 2020 to Dec 3, 2021factForm ADV
← NICHOLAS PATINOAdvisorregistration: previous registration
Dec 23, 2020 to Dec 3, 2021factForm ADV
← ANDRES ANASTASIO SOMOZAAdvisorregistration: previous registration
Mar 13, 2019 to Dec 3, 2021factForm ADV
← ALFONSO OSORIOAdvisorregistration: previous registration
Nov 5, 2019 to Oct 22, 2020factForm ADV
← GUILLERMO ENRIQUE VERNETAdvisorregistration: previous registration
Sep 12, 2011 to Oct 19, 2020factForm ADV
← MANUEL MUNOZAdvisorregistration: previous registration
Feb 1, 2016 to Feb 19, 2019factForm ADV
← CHRISTIAN PIERCE WATSONAdvisorregistration: previous registration
Aug 18, 2011 to Feb 19, 2019factForm ADV
← HERNAN NOSIGLIAAdvisorregistration: previous registration
Apr 3, 2015 to Jan 11, 2019factForm ADV
← OSCAR M MELIANAdvisorregistration: previous registration
Feb 7, 2017 to Dec 21, 2018factForm ADV
← LETICIA LAURA SANTIAGOAdvisorregistration: previous registration
Apr 2, 2015 to Dec 20, 2018factForm ADV
← NEER D HODOROVAdvisorregistration: previous registration
Mar 27, 2015 to Dec 14, 2018factForm ADV
← Jimmy RodriguezAdvisorregistration: previous registration
Jan 26, 2015 to Jan 5, 2018factForm ADV
← VICENTE ALEXANDER FERRERA AZARAKAdvisorregistration: previous registration
Aug 15, 2011 to Jul 31, 2017factForm ADV
← MOISES NUDELAdvisorregistration: previous registration
May 9, 2014 to Jul 31, 2017factForm ADV
← DANIEL ALEXANDER MARTINEZAdvisorregistration: previous registration
Jan 20, 2012 to Jul 31, 2017factForm ADV
← AHMED RIESGOAdvisorregistration: previous registration
Sep 6, 2011 to Feb 2, 2017factForm ADV
← VICTOR MANUEL BARRIONUEVOAdvisorregistration: previous registration
Apr 13, 2015 to Nov 18, 2016factForm ADV
← ROMAN FEAGINS REEDAdvisorregistration: previous registration
Apr 13, 2015 to Nov 18, 2016factForm ADV
← KARLA VANESSA MARCANO CASTONAdvisorregistration: previous registration
Mar 11, 2016 to Apr 25, 2016factForm ADV
← NELSON EDDY PORTOBANCOAdvisorregistration: previous registration
Jun 9, 2014 to Apr 8, 2016factForm ADV
← DIEGO P MOSCOSOAdvisorregistration: previous registration
Apr 10, 2014 to Oct 7, 2015factForm ADV
← MIGUEL FERNANDEZAdvisorregistration: previous registration
May 26, 2015 to Sep 15, 2015factForm ADV
← HERBERT ANTHONY KLUKASAdvisorregistration: previous registration
Aug 2, 2001 to Jan 5, 2010factForm ADV
← MIGUEL LUIS ORTIZAdvisorregistration: previous registration
Aug 2, 2001 to Aug 15, 2008factForm ADV

Dated events

Occurred
Nov 13, 2020
Control person left
Enrique Guillermo Vernet (President/ Managing Director) no longer on Schedule A of Insigneo Wealth Advisors, Llc (listed 2020-10-23, absent 2020-11-13)
Form ADVobserved 4 days ago
Occurred
Nov 13, 2020
Control person joined
Daniel Deontanon (President/Managing Director) appeared on Schedule A of Insigneo Wealth Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Aug 3, 2017
Succession filed (Item 4)
Hb Asset Management, L.C. reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:319060e7-01fa-47c7-ea27-2305ff0bf156
First observed: Mar 30, 2012
Last observed: Mar 12, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INSIGNEO WEALTH ADVISORS, LLC

CRD 112706

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:319060e7-01fa-47c7-ea27-2305ff0bf156

Data as of Mar 12, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARNETT, GEORGE, WASHINGTON

GENERAL COUNSEL, CHIEF RISK OFFICER & GLOBAL COMPLIANCE

yes

01/2018

Mar 29, 2018

Mar 12, 2021

DEONTANON, DANIEL

PRESIDENT/MANAGING DIRECTOR

yes

10/2020

Nov 13, 2020

Mar 12, 2021

GUTIERREZ JUNCO, BEATRIZ

CHIEF COMPLIANCE OFFICER

yes

10/2012

Nov 1, 2012

Mar 12, 2021

HENRIQUEZ, RAUL

Trustee

yes

12/2006

Mar 30, 2012

Mar 12, 2021

INSIGNEO FINANCIAL HOLDINGS, LLC

Member

yes

02/2017

Nov 13, 2020

Mar 12, 2021

R-HENRIQUEZ HOLDINGS, LLC

Shareholder

yes

02/2017

Mar 30, 2012

Mar 12, 2021

RH CHILDREN'S TRUST

Member

yes

02/2017

Apr 4, 2017

Mar 12, 2021

RH REVOCABLE TRUST

Member

yes

12/2006

Apr 4, 2017

Mar 12, 2021

Silva Henriquez, Sara, Roxana

CO-TRUSTEE

yes

02/2017

Apr 4, 2017

Mar 12, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

INSIGNEO ADVISORY SERVICES, LLC

n/a

Mixed wealth

$5.2B

yes

n/a

INSIGNEO ASESORES LATAM

n/a

yes

n/a

INSIGNEO ASESORES URUGUAY

n/a

yes

n/a

INSIGNEO CAPITAL S.A.

n/a

yes

n/a

INSIGNEO SECURITIES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 12, 2021

$21.9M

$21.8M

n/a

2019

Mar 25, 2020

$103M

$84.6M

n/a

2018

Mar 29, 2019

$105M

$74.5M

$26.4M

2017

Mar 29, 2018

$177M

$112M

$37.1M

2016

Mar 29, 2017

$189M

$152M

n/a

$31.1M

2015

Mar 28, 2016

$426M

$204M

n/a

2014

Mar 27, 2015

$420M

$122M

n/a

2013

Mar 20, 2014

$256M

$109M

n/a

2012

Mar 21, 2013

$123M

$109M

n/a

2011

Mar 30, 2012

$102M

$90.5M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$21.9M

$103M

-78.8%

$177M

-50.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

GLOBAL KANDOR ADVISORS, LLC

Oct 19, 2020

Mar 10, 2022

MIAMI, FL

Team lift out

RIA to new firm

66.7%

INSIGNEO ADVISORY SERVICES, LLC

Feb 19, 2019

Feb 15, 2019

MIAMI, FL

Team lift out

Other

50.0%

INSIGNEO ADVISORY SERVICES, LLC

Dec 14, 2018

Jan 24, 2018

MIAMI, FL

Team lift out

Other

25.0%

INSIGNEO ADVISORY SERVICES, LLC

Nov 18, 2016

Apr 27, 2016

MIAMI, FL

Team lift out

Other

15.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RBC CAPITAL MARKETS, LLC

Apr 6, 2015

May 26, 2015

MIAMI, FL

Team lift out

Other

0.2%

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Mar 25, 2015

Apr 13, 2015

HOUSTON, TX

Team lift out

Other

0.0%