DFX Intelligence

C•••• J••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

C•••• J••••• H••••

Advisor at Y••• I•• L••

ST. GEORGE, UT

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Search this name across graphsid dfx:ria:21f022cf-4185-8d3b-1736-194cc05a3108

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Sep 6, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Y••• I•• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Y••• I•• L••	Independent wealth	Nov 24, 2025	n/a	yes	ST. GEORGE, UT	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Dec 17, 2024	Oct 23, 2025	no	ST. GEORGE, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	Y••• I•• L••	Oct 23, 2025	Nov 24, 2025	32	Firm change	Ibd to new firm
S••••• G••••• I••••••••• L••	L•• F•••••••• L••	Dec 11, 2024	Dec 17, 2024

Relationships

Registered with (3)

→ Y••• I•• L••Registered adviserregistration: current employment
Nov 24, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 17, 2024 to Oct 23, 2025factForm ADV
→ S••••• G••••• I••••••••• L••Registered adviserregistration: previous registration
Sep 6, 2021 to Dec 11, 2024factForm ADV

Dated events

Occurred
Oct 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 11, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:21f022cf-4185-8d3b-1736-194cc05a3108
First observed: Sep 6, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.