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Advisor at SIMPLICITY WEALTH
SUMMIT, NJ | LaGrande, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SIMPLICITY WEALTH | Mixed wealth | Jul 27, 2026 | n/a | yes | LaGrande, IL|SUMMIT, NJ | Current employment |
| HARVEST INVESTMENT SERVICES, LLC | Independent wealth | Feb 6, 2014 | Jul 27, 2026 | no | OAKBROOK TERRACE, IL | Previous registration |
| CONCOURSE FINANCIAL GROUP ADVISORS | Former SEC adviser | Feb 16, 2001 | Jul 3, 2018 | no | LEGRANGE, IL|LAGRANGE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HARVEST INVESTMENT SERVICES, LLC | SIMPLICITY WEALTH | Jul 27, 2026 | Jul 27, 2026 | 0 | Firm change | RIA to RIA |
| CONCOURSE FINANCIAL GROUP ADVISORS | HARVEST INVESTMENT SERVICES, LLC | Jul 3, 2018 | Feb 6, 2014 | -1,608 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 15708:159390:IL:2018-07-03 | Jul 3, 2018 | Feb 6, 2014 | LAGRANGE, IL | Firm change after gap |