DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

JUSTIN KERRY WINE

Advisor at ASPEN WEALTH MANAGEMENT, LLC

MIAMI BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:21f88b4d-54da-b41b-09e4-65ec9f4e7a64

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 4, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASPEN WEALTH MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 10, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 10, 2000
First registration: May 4, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 4088317

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASPEN WEALTH MANAGEMENT, LLC	State registered	Sep 10, 2021	n/a	yes	MIAMI BEACH, FL	Current employment
BCG SECURITIES, INC.	Independent wealth	Sep 14, 2012	Jul 1, 2021	no	WASHINGTON, DC\|CHERRY HILL, NJ\|CHERRY HILL, NJ\|WASHINGTON, DC\|ASPEN, CO\|Aspen, CO\|Saint Micheals, MD\|Miami Beach, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 17, 2010	Sep 5, 2012	no	WASHINGTON, DC\|SAN DIEGO, CA\|WASHINGTON, DC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 16, 2002	Dec 7, 2010	no	WASHINGTON, DC\|NORTH BETHESDA, MD\|ROCKVILLE, MD	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	May 4, 2000	Aug 28, 2002	no	BETHESDA, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BCG SECURITIES, INC.	ASPEN WEALTH MANAGEMENT, LLC	Jul 1, 2021	Sep 10, 2021	71	Firm change	Ibd to state RIA
LPL FINANCIAL LLC	BCG SECURITIES, INC.	Sep 5, 2012	Sep 14, 2012	9	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Dec 7, 2010	Dec 17, 2010	10	Firm change	Other
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 28, 2002	Aug 16, 2002	-12	Firm change	Wirehouse to wirehouse

Relationships

Registered with (5)

→ ASPEN WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Sep 10, 2021 to presentfactForm ADV
→ BCG SECURITIES, INC.Registered adviserregistration: previous registration
Sep 14, 2012 to Jul 1, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 17, 2010 to Sep 5, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 16, 2002 to Dec 7, 2010factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
May 4, 2000 to Aug 28, 2002factForm ADV

Dated events

No dated event names this entity yet.