DFX Intelligence

J•••• C•••• E•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

J•••• C•••• E•••

Advisor at W••••• M•••••••••

Fort Collins, CO | NORFOLK, NE

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Search this name across graphsid dfx:ria:220017ae-3f7f-9b50-85f5-b599a019430c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 15, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• M•••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• M•••••••••	Mixed wealth	Jan 27, 2025	n/a	yes	Fort Collins, CO\|NORFOLK, NE	Current employment
S••••••• I••••••••• I•••	Former SEC adviser	May 13, 2016	Feb 5, 2018	no	FORT COLLINS, CO\|GOLD RIVER, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• I••••••••• I•••	W••••• M•••••••••	Feb 5, 2018	Jan 27, 2025	2,548	Firm change after gap	Other
T••••••••• F•••••••• A•••••••• L••	S••••••• I••••••••• I•••	May 13, 2016	May 13, 2016

Relationships

Registered with (3)

→ W••••• M•••••••••Registered adviserregistration: current employment
Jan 27, 2025 to presentfactForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
May 13, 2016 to Feb 5, 2018factForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
May 15, 2013 to May 13, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:220017ae-3f7f-9b50-85f5-b599a019430c
First observed: May 15, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.