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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)35 years in industry

JASON CLARK RICHARDS

Advisor at LPL FINANCIAL LLC

ASHBURN, VA

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Search this name across graphsid dfx:ria:2204e57e-ec05-1862-75f7-45dc3caa2f56

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 29, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 16, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Nov 16, 1990
First registration: Apr 29, 1999
Dual registered: yes, broker-dealer
IAPD individual key: 2101331

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 8, 2009	n/a	yes	ASHBURN, VA	Current employment
MUTUAL SERVICE CORPORATION	n/a	Oct 27, 2006	Sep 8, 2009	no	ASHBURN, VA\|ASHBURN, VA\|BOSTON, MA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Jan 28, 2005	Apr 1, 2005	no	MCLEAN, VA\|MCLEAN, VA	Previous registration
CAPITOL WEALTH MANAGEMENT, INC.	Independent wealth	Apr 29, 1999	Oct 27, 2006	no	MCLEAN, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MUTUAL SERVICE CORPORATION	LPL FINANCIAL LLC	Sep 8, 2009	Sep 8, 2009	0	Bulk transfer	Other
CAPITOL WEALTH MANAGEMENT, INC.	FSC SECURITIES CORPORATION	Oct 27, 2006	Jan 28, 2005	-637	Firm change after gap	Other
FSC SECURITIES CORPORATION	MUTUAL SERVICE CORPORATION	Apr 1, 2005	Oct 27, 2006	574	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Sep 8, 2009 to presentfactForm ADV
→ MUTUAL SERVICE CORPORATIONRegistered adviserregistration: previous registration
Oct 27, 2006 to Sep 8, 2009factForm ADV
→ CAPITOL WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 29, 1999 to Oct 27, 2006factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 28, 2005 to Apr 1, 2005factForm ADV

Dated events

No dated event names this entity yet.