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Advisor at WELLS FARGO ADVISORS
NAPLES, FL | PALATINE, IL | GLENVIEW, IL | ESTERO, FL | DEERFIELD, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 25, 2022 | n/a | yes | DEERFIELD, IL|ESTERO, FL|NAPLES, FL|PALATINE, IL|GLENVIEW, IL|NAPLES, FL | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 29, 2007 | Mar 25, 2022 | no | NEW YORK, NY|Chicago, IL|CHICAGO, IL|Long Island City, NY|TAMPA, FL|San Antonio, TX|NORTHBROOK, IL|VERNON HILLS, IL|CHICAGO, IL|Schaumburg, IL|Miami, FL | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Mar 23, 2006 | May 29, 2007 | no | NORTHBROOK, IL|NORTHBROOK, IL | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Nov 18, 2004 | Mar 15, 2006 | no | GURNEE, IL | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Dec 5, 2001 | Aug 19, 2002 | no | BARRINGTON, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | WELLS FARGO ADVISORS | Mar 25, 2022 | Mar 25, 2022 | 0 | Firm change | Ibd to wirehouse |
| CITICORP INVESTMENT SERVICES | CITIGROUP GLOBAL MARKETS INC. | May 29, 2007 | May 29, 2007 | 0 | Bulk transfer | Other |
| FIFTH THIRD SECURITIES, INC. | CITICORP INVESTMENT SERVICES | Mar 15, 2006 | Mar 23, 2006 | 8 | Firm change | Other |
| E*TRADE CAPITAL MANAGEMENT, LLC | FIFTH THIRD SECURITIES, INC. | Aug 19, 2002 | Nov 18, 2004 | 822 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7059:19616:FL:2022-03-25 | Mar 25, 2022 | Mar 25, 2022 | MIAMI, FL | Firm change |